Poll Finding

KFF Health Tracking Poll – September 2019: Health Care Policy In Congress And On The Campaign Trail

Published: Sep 12, 2019

Findings

Key Findings:

  • Congress is back in session and the public sees many health care issues as a “top priority” for Congress to work on including lowering prescription drug costs (70%), making sure the Affordable Care Act’s (ACA) protections for people with pre-existing conditions continue (69%), lowering the amount people pay for health care (64%), and protecting people from surprise medical bills (56%).
  • One of the health care issues that Congress may take on this fall is legislation aimed at dealing with “surprise medical bills.” This month’s KFF Health Tracking Poll finds nearly eight in ten (78%), including majorities of partisans, support legislation protecting patients from paying the cost of care not covered by their insurance when they receive care from a provider or hospital who is not in their network. A majority of the public (57%) continue to support this legislation even after hearing an opposing argument that this legislation would lead to doctors and hospitals being paid less.
  • Overall favorability of the ACA is slightly up this month (53%) with more than eight in ten Democrats viewing the ACA favorably (84%) – that is the largest share of Democrats with favorable views of the 2010 health reform law measured in the nine years of KFF Health Tracking Polls. The share of Democrats who hold favorable views of the ACA has increased 11 percentage points over President Trump’s term, up from 73% in February 2017.

    55% of Democrats and Democratic-leaning independents prefer a presidential candidate who wants to build on the ACA, compared to 40% who prefer a candidate who would replace it with #MedicareForAll, via @KFF poll

  • With ACA favorability among Democrats at an all-time high, this month’s tracking poll also finds that leading up to the 2020 presidential election, most Democrats and Democratic-leaning independents would prefer to vote for a candidate who wants to build on the existing ACA in order to expand coverage and lower costs (55%) than replace the ACA with a national Medicare-for-all plan (40%). Among those who would prefer to vote for a candidate who wants to replace the ACA with a national health plan, few (14% of all Democrats and Democratic-leaning independents) say they would only vote for a candidate who wants to replace the ACA with Medicare-for-all.
  • Nearly seven in ten (69%) of the public favor a so-called “public option” (a government-administered health plan that would compete with private health insurance plans and be available to all Americans), while about half (53%) favor “Medicare-for-all” (a national health plan in which all Americans would get their insurance from a single government plan). These remain relatively unchanged since the July KFF Health Tracking Poll.
  • A week before the third round of Democratic presidential primary debates, about half (51%) of Democrats and Democratic-leaning independents say they want to know more about the Democratic candidates’ positions on health care. The health care topics they want to hear more about range from specific details about the candidates’ health plans (15%), how a national Medicare-for-all plan would work (13%), how the candidates will implement their plans (11%), how the candidates will pay for their health care plans (8%), and how the candidates plan to bring down health care costs (8%).

Health Care Priorities For Congress

The latest KFF Health Tracking Poll finds most Americans say many health care policy items included in the survey should be at the top of a busy Congressional agenda this fall. Majorities of the public say lowering prescription drug costs (70%), making sure the Affordable Care Act’s protections for people with pre-existing conditions continue (69%), lowering the amount people pay for health care (64%), and protecting people from surprise medical bills (56%) are all “top priorities” for Congress to work on in the coming year. Fewer (32%) say expanding government financial help to those who buy their own insurance coverage on the ACA marketplaces to include more people is a “top priority,” which is similar to the share who rank the other, more partisan health care actions as top priorities. Three in ten say implementing a national Medicare-for-all plan or repealing and replacing the ACA should be top priorities for Congress.

Figure 1: The Public Prioritizes Many Health Care Issues For Congress

Drug prices, pre-existing conditions and out-of-pocket cost top the public’s list of health care priorities in this September @KFF poll. Majorities across political parties cite each as “top” priorities for Congress to address.

Majorities of Democrats, independents, and Republicans say lowering health care costs and maintaining the ACA’s protections for people with pre-existing conditions should be top priorities for Congress. At least seven in ten Democrats say maintaining the ACA’s pre-existing condition protections (87%), lowering prescription drug costs (81%), and lowering the amount people pay for health care (72%) are a “top priority” for Congress, as do two-thirds of independents (68%, 66%, and 65%, respectively). Fewer – but still at least half of Republicans also rank all of these a “top priority” (51%, 62%, and 51%, respectively). Republicans and Democrats disagree on the more partisan health care priorities with large shares of Democrats saying expanding financial help to those who buy their own coverage on the ACA marketplaces (49%) and implementing a national Medicare-for-all plan (44%) are top priorities for Congress, while a large share of Republicans (46%) say repealing and replacing the ACA is a top priority.

Figure 2: Majorities Across Partisans Say Lowering Costs And Maintaining Pre-Existing Protections Should Be Top Priorities For Congress

When forced to choose which is more important for Congress to work on: making sure all Americans have health insurance coverage or lowering the amount people pay for their health care premium, deductibles, and prescription drugs; the public leans slightly towards lowering costs. Half of the public say it is more important for Congress to work on lowering the amount people pay for health care while 44% say it is more important for Congress to work on expanding coverage to all Americans.

Figure 3: Partisans Disagree On What Is More Important For Congress To Work On: Expanding Coverage Or Lowering Costs

There are distinct partisan differences with majorities of Republicans (76%) saying it is more important for Congress to work on bringing down health care costs while two-thirds of Democrats (68%) choose making sure all Americans have health insurance coverage as the more important of the two health care objectives. Independents are more divided with a slightly larger share saying it is more important for Congress to work on bringing down health care costs (53%) than expanding health care coverage (42%).

Congressional Action on Surprise Medical Bills

One of the health care issues that Congress may take on this fall is legislation aimed at dealing with “surprise medical bills.” The term “surprise medical bills,” describes charges from when an insured individual inadvertently receives care from an out-of-network provider either during an emergency or routine care.1  Previous KFF polling has found that majorities of the public say the federal government should take action to protect patients from having to pay these surprise medical bills. This month’s KFF Health Tracking Poll finds nearly eight in ten (78%) support legislation protecting patients from paying the cost of care not covered by their insurance when they receive care from a provider or hospital who is not in their network. This includes a majority of Democrats (84%), independents (78%), and Republicans (71%) who support this legislation.

Figure 4: Majorities Across Partisans Support Surprise Medical Bill Legislation

A majority of the public (57%) continue to support this legislation even after hearing opponents’ argument that this legislation would lead to doctors and hospitals being paid less. About one-fifth (17%) now oppose the legislation after hearing this counter-argument bringing total opposition to this legislation up to 37%.   

Figure 5: Majority Support Surprise Bill Legislation Even After Hearing That Doctors And Hospitals Would Be Paid Less

Proposals Aimed At Expanding Coverage

This month’s KFF Health Tracking Poll continues to track public opinion on two proposals that would expand the role of public programs in health care: a national Medicare-for-all plan and a government-administered health plan known commonly as a “public option.”

While Democratic presidential candidates are debating the merits of their various health care proposals, fewer than half of the public overall – and fewer than half of Democrats – think there are differences between a national Medicare-for-all plan that would have all Americans get their health care coverage from a single government plan and a government-administered health plan public option. About half of the public (47%) say the two proposals are either “very similar” or “somewhat similar,” while a nearly equal share (44%) say the two proposals are either “very different” or “somewhat different.” There are no partisan differences in the perceptions of the similarities of the two proposals.

Figure 6: Public Divided On Whether Medicare-for-all And Public Option Are Similar Or Different Plans

Understanding The Differences Between A National Medicare-for-all Plan And A Public Option

KFF has been tracking public opinion on proposals aimed at expanding the role of public programs in health care for over two decades. In recent years, there has been robust support among Democrats and independents, and some support among Republicans, for more incremental changes such as a public option, a Medicare buy-in proposal, or a Medicaid buy-in proposal.  Click here to see historical data on KFF polling on single-payer plans, national health plan, and other proposals aimed at expanding access to Medicare coverage. Check out this side-by-side comparison interactive to understand the differences and similarities of the various proposals.

Half (51%) of the public say they have heard at least some about a national Medicare-for-all plan, fewer have heard about the public option. Nearly two-thirds (64%) of the public say they have heard either “a little” or “nothing at all” about a government-administered health plan, sometimes called a public option.

Figure 7: Half Say They Have Heard Some About Medicare-for-all But Large Shares Say They Haven’t Heard Much About Either Proposal

Overall, favorability of both a national Medicare-for-all plan and a government-administered health plan holds steady since July 2019. Nearly seven in ten (69%) favor having a government-administered health plan that would compete with private health insurance plans and be available to all Americans, while about half (53%) favor a national health plan in which all Americans would get their insurance from a single government plan.

Figure 8: Majorities Of Democrats And Independents Favor Medicare-for-all And Public Option, Most Republicans Oppose Either Proposal

Majorities of Democrats and independents continue to favor both of these proposals aimed at expanding coverage, while majorities of Republicans oppose – with significant shares of Republicans saying they “strongly oppose.” Seven in ten Republicans (69%) “strongly oppose” a national Medicare-for-all plan while four in ten (39%) “strongly oppose” a government-administered public option.

Are Democrats Rallying Around The Affordable Care Act?

Since President Trump took office in January 2017, public opinion towards the Affordable Care Act (ACA) has slowly increased in popularity with 53% of the public now holding favorable opinions in the most recent KFF Health Tracking Poll.

Figure 9: Larger Share Of Public View ACA Favorably Than Unfavorably

Attitudes towards President Obama’s health reform law have largely been driven by party identification with most Democrats viewing the ACA favorably (84%) while most Republicans hold unfavorable views towards the law (79%). The increase in favorability over the past several years is also largely driven by an increasing share of Democrats viewing the law favorably. The share of Democrats who hold favorable views of the ACA has increased 11 percentage points over President Trump’s term, up from 73% in February 2017. Republican views towards the ACA have stayed relatively stable over the same time period.

Figure 10: Largest Share Of Democrats Report Positive Views Of ACA Since March 2010

Leading up to the 2020 presidential election, most Democrats and Democratic-leaning independents say they would prefer to vote for a candidate who wants to build on the existing ACA in order to expand coverage and lower costs (55%) than replace the ACA with a national Medicare-for-all plan (40%). Even among those who would prefer to vote for a candidate who wants to replace the ACA with a national health plan, most (56%) say they would still vote for a candidate who wants to build on the ACA (22% of all Democrats and Democratic-leaning independents). Fewer (14% of all Democrats and Democratic-leaning independents) say they would only vote for a candidate who wants to replace the ACA with Medicare-for-all. 

Figure 11: Most Democrats Prefer Candidate Who Would Build On The ACA, Few Say They Would Only Vote For Medicare-for-all Candidate

The Democratic Presidential Primary Debates

Over the past few months, KFF Health Tracking Polls have found health care leading the list of possible topics Democrats and Democratic-leaning independents want to hear the 2020 Democratic presidential candidates talk about during their upcoming primary debates. This month’s tracking poll, conducted a week prior to the third round of Democratic presidential debates, finds a majority of Democrats and Democratic-leaning independents say they know at least “some” about the Democratic candidates’ positions on most national issues including immigration (69%), gun policy (67%), health care (66%), and climate change (65%). Fewer – but still more than half – say they know at least some about the candidates’ positions on the economy and jobs (59%), and taxes (54%). Not quite half say they know at least some about the candidates’ position on foreign policy or national security (49%) or international trade and tariffs (43%).

Figure 12: Majority Of Democrats Say They Know At Least Some About Democratic Presidential Candidates’ Positions On Key Issues

About half (51%) of Democrats and Democratic-leaning independents say they want to know more about the Democratic candidates’ positions on health care. The topics they want to hear more about range from specific details about the candidates’ health plans (15%), how a national Medicare-for-all plan would work (13%), how they candidates will implement their plans (11%), how the candidates will pay for their health care plans (8%), and how the candidates plan to bring down health care costs (8%).

Figure 13: Democrats Want To Hear More From Democratic Presidential Candidates About Specifics Of Health Care Proposals

Methodology

This KFF Health Tracking Poll was designed and analyzed by public opinion researchers at the Kaiser Family Foundation (KFF). The survey was conducted September 3rd – 8th 2019, among a nationally representative random digit dial telephone sample of 1,205 adults ages 18 and older, living in the United States, including Alaska and Hawaii (note: persons without a telephone could not be included in the random selection process). The sample included 290 respondents reached by calling back respondents that had previously completed an interview on the KFF Tracking poll at least nine months ago. Computer-assisted telephone interviews conducted by landline (305) and cell phone (900, including 634 who had no landline telephone) were carried out in English and Spanish by SSRS of Glen Mills, PA. To efficiently obtain a sample of lower-income and non-White respondents, the sample also included an oversample of prepaid (pay-as-you-go) telephone numbers (25% of the cell phone sample consisted of prepaid numbers) as well as a subsample of respondents who had previously completed Spanish language interviews on the SSRS Omnibus poll (n=6). Both the random digit dial landline and cell phone samples were provided by Marketing Systems Group (MSG). For the landline sample, respondents were selected by asking for the youngest adult male or female currently at home based on a random rotation. If no one of that gender was available, interviewers asked to speak with the youngest adult of the opposite gender. For the cell phone sample, interviews were conducted with the adult who answered the phone. KFF paid for all costs associated with the survey.

The combined landline and cell phone sample was weighted to balance the sample demographics to match estimates for the national population using data from the Census Bureau’s 2017 American Community Survey (ACS) on sex, age, education, race, Hispanic origin, and region along with data from the 2010 Census on population density. The sample was also weighted to match current patterns of telephone use using data from the July-December 2018 National Health Interview Survey. The weight takes into account the fact that respondents with both a landline and cell phone have a higher probability of selection in the combined sample and also adjusts for the household size for the landline sample, and design modifications, namely, the oversampling of prepaid cell phones and likelihood of non-response for the re-contacted sample. All statistical tests of significance account for the effect of weighting.

The margin of sampling error including the design effect for the full sample is plus or minus 3 percentage points. Numbers of respondents and margins of sampling error for key subgroups are shown in the table below. For results based on other subgroups, the margin of sampling error may be higher. Sample sizes and margins of sampling error for other subgroups are available by request. Note that sampling error is only one of many potential sources of error in this or any other public opinion poll. Kaiser Family Foundation public opinion and survey research is a charter member of the Transparency Initiative of the American Association for Public Opinion Research.

Group

N (unweighted)

M.O.S.E.

Total

1,205

±3 percentage points

Registered voters

1,023

±4 percentage points

 

 

 

Party Identification

 

 

Democrats

353

±6 percentage points

Republicans

312

±6 percentage points

Independents

405

±6 percentage points

Democrats/Democratic-leaning independents/Independents with no leaning

644

±5 percentage points

Democrats and Democratic-leaning independents

524

±5 percentage points

Endnotes

  1. K. Pollitz (2016). Surprise Medical Bills. Kaiser Family Foundation. Available at https://modern.kff.org/private-insurance/issue-brief/surprise-medical-bills/. ↩︎
News Release

Poll: Most Democrats Prefer a Presidential Candidate Who Wants to Build on the Affordable Care Act

53% of Public View the ACA Favorably as Democratic Support for the 2010 Law Reaches All-Time High; Poll Also Finds Strong Bipartisan Support for Surprise Billing Legislation

Published: Sep 12, 2019

The latest KFF Health Tracking Poll probes Democrats’ views about the general approaches to expanding health coverage and lowering costs put forward by the candidates.

Most Democrats and Democratic-leaning independents (55%) say they prefer a candidate who would build on the Affordable Care Act to achieve those goals. Fewer (40%) prefer a candidate who would replace the ACA with a Medicare-for-all plan.

Even among those who prefer a candidate who would replace the ACA with a national Medicare-for-all plan, most say they would vote for a candidate who wants to build on the ACA (22% of all Democrats and Democratic-leaning independents). On the other hand, 14% of all Democrats and Democratic-leaning independents say they would only vote for a candidate who wants to replace the ACA with a Medicare-for-all plan.

Among the public overall, a majority (53%) now view the ACA favorably, a slight increase since July (48%) and up significantly since before President Trump took office. Among Democrats, 84% now view the 2010 law favorably – an all-time high in nine years of KFF polling. The share of Democrats who hold favorable views of the ACA has increased 11 percentage points during President Trump’s term, up from 73% in February 2017.

Opinions towards both a government-administered public option that would compete with private health insurance plans and a national Medicare-for-all plan in which all Americans would get their insurance from a single government plan hold steady this month, yet large shares express some uncertainty about the differences between the two proposals.

Nearly seven in 10 Americans (69%) favor having a government-administered public option and about half (53%) favor a Medicare-for-all plan. Most Democrats and independents favor the ACA, and the proposed public option and Medicare-for-all. Four in ten (41%) Republicans favor a government-administered public option.

The public is divided in their perceptions of the similarities between a national health plan in which all Americans would get their coverage from a single government plan and a government-administered public option that would compete with private health insurance.

About half (47%) say that the two approaches are “very” or “somewhat” similar. In spite of the debate about the approaches in Democratic presidential nominating race, Democrats are no more aware that the two approaches are different than the overall public is.

Large shares of the public say they have heard either “a little” or “nothing” about either a government-administered public option (64%) or a national Medicare-for-all plan (48%).

Out-of-Pocket Costs and Pre-Existing Conditions Are Public’s Top Health Priorities for Congress

With Congress back from its August recess, the new poll finds majorities across party lines consider action on lowering prescription drug costs (70%), maintaining the Affordable Care Act’s pre-existing condition protections (69%), and lowering the amount people pay for care (64%) as Congress’ “top” health-care priorities.

Congress is currently considering bi-partisan legislation to address surprise bills, which can occur when people with insurance inadvertently receive care from an out-of-network provider. The poll finds 78% of the public, and majorities of Democrats (84%), independents (78%), and Republicans (71%), support legislation to protect patients from paying the cost of such surprise bills.

A majority (57%) continue to support such legislation even after hearing opponents’ argument that it would lead to doctors and hospitals being paid less, though about one-fifth (17%) switch to oppose it after hearing the argument, increasing total opposition to 37%.

Designed and analyzed by public opinion researchers at KFF, the poll was conducted Sept. 3-8 among a nationally representative random digit dial telephone sample of 1,205 adults. Interviews were conducted in English and Spanish by landline (305) and cell phone (900). The margin of sampling error is plus or minus 3 percentage points for the full sample. For results based on subgroups, the margin of sampling error may be higher.

Medicaid and Health Coverage for Low-Income Women in Pregnancy and After Childbirth

Author: Usha Ranji
Published: Sep 10, 2019

Usha Ranji, Associate Director of KFF’s program on  Women’s Health Policy, testified on September 10, 2019, before the U.S. House Committee on Energy and Commerce, Subcommittee on Health as part of a hearing on Improving Maternal Health: Legislation to Advance Prevention Efforts and Access to Care. Her testimony describes the role of Medicaid coverage for pregnant and postpartum women, including differences in coverage between states, eligibility requirements, and efforts to strengthen postpartum care and coverage for women enrolled in Medicaid. 

News Release

Private Insurers Are Expected to Pay a Record of At least $1.3 Billion in Rebates to Consumers Beginning in September for Excessive Premiums Relative to Health Care Expenses

Analysis Shows Expected Rebates by State and by Insurer

Published: Sep 10, 2019

Private insurance companies are expecting to pay out a record of at least $1.3 billion in rebates to consumers this fall based on their share of premium revenues devoted to health care expenses in recent years, surpassing the previous record high of $1.1 billion in 2012, according to a new KFF analysis.

Individual market insurers are driving this record year, with expected rebate payments of at least $743.3 million, their highest ever, finds the analysis of data reported by insurers to the Centers for Medicare and Medicaid Services. Individual market insurers appear to have been exceptionally profitable in 2018, on average, which is part of the basis for this year’s rebate payments. Rebates in the small and large group insurance markets are more similar to past years, at $250 million and $284 million, respectively.

The analysis also finds that millions of dollars in rebates from previous years have gone unclaimed by consumers — $37.5 million in the individual market, $22.2 million in the small group market and $11.6 million in the large group market.  

By law, insurers must begin issuing the latest rebates to eligible consumers by September 30. They are the result of insurance companies not meeting the Affordable Care Act’s medical loss ratio threshold, which requires insurers to spend at least 80 percent of premium revenues (85% for large group plans) on health care claims or quality improvement activities.

Rebates will vary by state. The states with the largest expected rebates in total include Virginia ($149.6 million), Pennsylvania ($130 million) and Florida ($107.4 million). In an estimated 13 states insurers are expecting to pay no rebates at all.

In the individual market alone, insurers will pay out the highest rebates in Virginia ($111.3 million), followed by Arizona ($92.3 million) and Texas ($80.4 million). On a per subscriber basis, insurers will pay the highest rebates in Pennsylvania ($990 per subscriber), Virginia ($770 per subscriber) and Minnesota ($670). Virginia ranks high largely because one insurer, Sentara (also known as Optima), had the highest individual premiums in the country in 2018 and now owes especially large rebates.

Rebates also will vary by insurer. Other insurers issuing large rebates across the individual market include Centene (at least $216.9 million), HCSC ($78.5 million), Cigna ($55.9 million), and Highmark ($50.8 million). These insurers tend to have high enrollment and participate in a number of states.

Insurers may issue the rebates in the form of a check to consumers or as a credit applied to the premiums consumers must pay. For people with employer coverage, the rebate may be shared between the employer and employee.

Poll Finding

Health Apps and Information Survey

Published: Sep 10, 2019

These poll findings examine the public’s use of the internet and smartphone apps in managing and tracking their health and health care. The poll examines the numbers of U.S. adults who use the internet or smartphone apps to research symptoms, track fitness and nutrition, manage their health insurance and health care spending, and engage in other online health-related activity. Drew Altman highlighted results from the poll in his latest Axios column.

News Release

KFF Medicaid Managed Care Market Tracker Updated to Include Plan-Level Enrollment and Parent-Firm Data

Published: Sep 6, 2019

The debate about public programs like Medicaid has always been partly a debate about the role of government in health care. Yet, new data available on KFF’s Medicaid Managed Care Market Tracker illustrates the substantial role private insurers now play in the program. Thirty-nine states contract with comprehensive managed-care organizations (MCOs), many of which are privately-held companies. More than two thirds (69%) of Medicaid beneficiaries nationally now receive care through MCOs, and nearly half of those beneficiaries are covered by six for-profit insurers.

KFF’s tracker now features the latest available data about Medicaid managed care to allow comparisons across states and provide a national snapshot of the market. It includes state-level, MCO-level, and parent firm-level information related to comprehensive Medicaid MCOs across the country that can help policymakers working to ensure Medicaid beneficiaries get the care they need. It also provides data on enrollment and spending; ownership; and parent firm participation across states Medicaid programs.

Accompanying the tracker is a new KFF brief highlighting key facts about states’ use of comprehensive, risk-based managed care in Medicaid, including data and trends related to enrollment, state spending, and market share, as well as activities related to quality, value-based payments, and social determinants of health.

Data Note: A Look At Swing Voters Leading Up To The 2020 Election

Authors: Ashley Kirzinger, Audrey Kearney, Mollyann Brodie, Charlie Cook, and Amy Walter
Published: Sep 5, 2019

Findings

More than one year out from the general election, there are many factors that could influence voters’ decisions to either vote for President Trump or the Democratic nominee or even stay home on November 3, 2020. These factors include the characteristics of the eventual Democratic nominee, views of President Trump, and how motivated voters are feeling about the election. The latest analysis from the Kaiser Family Foundation, in collaboration with the Cook Political Report, finds that while a large share of voters are already firm about how they plan to vote in the 2020 presidential election (63%), there is a still a substantial share (30%) who say they have not made their minds up. With three in ten votes still up for grabs, this data note examines the demographics of swing voters: those who either report that they are undecided about their vote in 2020 or are leaning towards a candidate but haven’t made up their minds yet. It also explores the policy issues that could swing these voters to vote for either President Trump or the Democratic nominee.

Key Findings

Who are swing voters? They’re younger, more moderate, and less engaged on national politics. At least a quarter say they didn’t vote in ’16 or ’18. This @KFF / @CookPolitical analysis shows how the issues could affect their vote on #ElectionDay2020

  • Three in ten voters are swing voters, meaning they haven’t made up their minds about who they plan to vote for in the 2020 presidential election. While swing voters look similar to their decided counterparts on many demographics, they tend to be younger, more moderate, and less engaged on national politics. Nearly one-fourth of swing voters say they didn’t vote in the 2018 election (22%) or in the 2016 presidential election (24%).
  • It is important to note that not all “swing voters” could potentially change their vote to support the other party’s candidate. About half of swing voters (16% of all voters) are truly persuadable. These voters either say they are undecided about who they plan to vote for (8%) or say that while they are probably going to vote for either President Trump or the Democratic nominee, there is a chance they will vote for the other party’s candidate (8%). The other share of swing voters (14% of all voters) say that they are probably going to vote for either President Trump or the Democratic nominee and there is no chance they will vote for the other party’s candidate. While they say there is no chance they will vote for the other party’s candidate, they could choose to not vote at all. In other words, these folks may not change their minds to support another candidate, but if they don’t like what they see from the party they like, they could just stay home. 
  • Many factors could influence voters’ decisions to either vote for President Trump or the Democratic nominee or even stay home on Election Day. This analysis finds issues like climate change, health care, immigration, or the economy could influence swing voters’ vote choice in 2020. Democrats may have the edge on three issues among swing voters: climate change (38 percentage point advantage), health care (18 percentage points), and immigration (10 percentage points) while President Trump, on the other hand, may have the edge on the economy (12 percentage points). As the 2020 presidential campaign continues, this data indicates that Democrats may benefit more when the focus is on climate change, health care, and immigration, while President Trump may have the advantage on the economy among this group of swing voters. Yet, it is important to note that if the economy slows down significantly, the edge that President Trump has on the economy may dissipate.
  • The issue of health care means different things to voters on different sides of the aisle. Nearly half (44%) of swing voters who prefer the Democratic nominee on health care offer responses related to increasing access to health insurance coverage as the reason why they support the Democratic nominee on this issue. Swing voters who prefer President Trump on health care do not appear to be rallying behind a single health care issue but offer varying responses. Lowering the amount people pay for health care ranks high for both sets of swing voters (19% and 16%, respectively).

Who Are The 2020 Swing Voters?

Nearly two-thirds of voters say they have already made up their minds about which candidate they plan to vote for. About one-third of voters (34%) say they are “definitely” going to vote for the Democratic nominee while three in ten (29%) say they are “definitely” going to vote for President Trump. This leaves three in ten voters as the crucial voting block known commonly as “swing voters.” This group of voters either say they are “probably” going to vote for President Trump (9%), “probably” going to vote for the Democratic nominee (13%), or say they are undecided about how they will vote (8%).

Figure 1: Three In Ten Voters Say They Have Not Made Up Their Mind About Which Candidate They Are Voting For In 2020

It is important to note that not all “swing voters” could potentially change their vote to support the other party’s candidate. Among voters who say they are probably going to vote for either President Trump or the Democratic nominee, few say there is “a chance” they will vote for the other party’s candidate. Among all voters, 5% say they will probably vote for President Trump but there is “a chance” they will vote for the Democratic nominee, while 3% of all voters say they will probably vote for the Democratic candidate but there is “a chance” they will vote for President Trump.

Figure 2: Few Swing Voters Say There Is A Chance They Will Vote For The Other Party’s Candidate

A vast majority of Democratic voters (85%) and most Republican voters (70%) say they aren’t going to cast a vote for the other party’s candidate. Seven in ten voters who identify as Democrats or Democratic-leaning independents say they are “definitely” going to vote for the Democratic nominee and an additional 16% say they are “probably” going to vote for the Democratic nominee and there is “no chance” they will vote for President Trump. On the other side of the aisle, six in ten Republican and Republican-leaning voters say they will “definitely” vote for President Trump with an additional 9% saying they are “probably” going to vote for President Trump and there is “no chance” they will vote for the Democratic nominee.

Table 1: Few Voters On Either Side Of Political Aisle Say There Is A Chance They Would Vote For The Other Party’s Candidate

 

Total voters

Democratic/ Democratic-leaning voters

Pure independent voters

Republican and Republican-leaning voters

Definitely voting for President Trump

29%

3%

11%

61%

Probably going to vote for President Trump

9

1

11

18

A chance they will vote for the Democratic nominee

   5

1

8

9

No chance they will vote for the Democratic nominee

    4

*

3

9

Probably going to vote for the Democratic nominee

13

20

11

6

A chance they will vote for President Trump

  3

4

2

3

No chance they will vote for President Trump

9

16

8

3

Definitely voting for the Democratic nominee

34

69

13

3

Undecided (Vol.)

8

4

29

7

Instead of voting for the other party’s candidate, some of the voters who are leaning towards a candidate but haven’t made up their minds yet may choose to not vote in the 2020 presidential election. Nearly one-fourth of swing voters say they didn’t vote in either the 2016 presidential election (24%) or in the 2018 election (22%). A slightly larger share of Democrat swing voters (33%) say they didn’t vote in the 2016 election than both independents (23%) or Republicans (21%).

Figure 3: About One-Fourth Of Swing Voters Say They Did Not Vote In Past National Elections

Decided Voters v. Swing Voters

On most demographics, swing voters look very similar to their counterparts (voters who say they have already decided who they are going to vote for in the 2020 election), but they differ on three key variables: age, party identification, and ideology. To see a complete demographic profile of swing voters, see the appendices.

Age

When we look at the share of demographic groups who get classified as either “swing voters” or “decide voters,” we find that about three in ten – across all socioeconomic groups such as gender, education, and urbanicity – are classified as swing voters. This is not true among the different age groups. A larger share of voters between 18 and 29 years old are “swing voters” (44%) which is nearly identical to the share of this group who are “decided voters.”

Figure 4: Larger Share Of Younger Voters Are Swing Voters

Party identification and ideology

Perhaps as expected, the decided voters are the more partisan voters with strong ties to party identification and less likely to self-identify as political moderates. Half of political independents have not made up their mind about who to vote for in the 2020 presidential election compared to one-fourth (24%) of Democratic voters and 31% of Republican voters. In addition, four in ten self-identified moderates are classified as “swing voters” which is much larger than the share among those who call themselves liberal (79%) or conservative (70%).

Those with less polarized views of President Trump are also more likely to be classified as “swing voters.” Most of those who either “somewhat approve” (69%) or “somewhat disapprove” (60%) of President Trump are “swing voters,” while majorities of those who either “strongly approve” (85%) or “strongly disapprove” (72%) of President Trump have already made up their minds.

Figure 5: Less Partisan Voters Are More Likely To Have Not Made Up Their Minds Yet For The 2020 Presidential Election

Overall, swing voters tend to be younger: one-fourth are between 18 and 29 years old (27%), compared to 14% of voters who have already decided on their 2020 vote choice. More than half of swing voters (56%) say they have a moderate political ideology, compared to 29% of decided voters; and smaller shares identify as Democrats or Democratic-leaning independents (37% compared to 52%).

Figure 6: Demographic Differences Among Swing Voters And Decided Voters

Despite the relative similarities between swing voters and decided voters, they behave very differently towards politics and elections. Swing voters are much less likely to say they pay “a lot of attention” to what is going on in national government and politics and much less likely to say the outcome of the presidential election matters a lot than decided voters. On the other hand, voters who have decided they either are going to definitely vote for President Trump or the Democratic nominee are quite similar in how much attention they are currently paying and how important they view the outcome of the presidential election.

About four in ten (39%) of swing voters say they normally pay “a lot” of attention to what is going on in national government and politics compared to a majority of decided voters (68%).

Figure 7: Fewer Swing Voters Say They Are Paying A Lot Of Attention To National Government And Politics

There are no partisan differences among the decided voters with a majority of those who have decided they either are going to definitely vote for President Trump (70%) or the Democratic nominee (66%) saying they normally pay “a lot” of attention to national government and politics.

Table 2: Decided Voters, Across Partisanship, Report Paying More Attention To Government And Politics

 

Swing voters(30%)

Decided voters(63%)

Definitely Trump voters(29%)

Definitely Democratic voters(34%)

A lot

39%

68%

70%

66%

Some

44

24

22

26

Only a little/None at all

17

8

8

8

Similarly, swing voters are seemingly less concerned about the outcome of the presidential election. While a majority of swing voters (66%) say it “really matters who wins the 2020 presidential election,” more than one-third of swing voters say that it either “somewhat matters” (27%) or “doesn’t really matter” (7%) who wins the 2020 presidential election. The vast majority of decided voters (92%) say it “really matters who wins the 2020 presidential election.”

Figure 8: Fewer Swing Voters Say It Really Matters Who Wins The 2020 Presidential Election

Once again, there are no partisan differences among those voters who have decided their 2020 vote choice. Vast majorities of voters who have decided they either are going to definitely vote for President Trump (92%) or the Democratic nominee (93%) say it “really matters who wins” the 2020 presidential election.

Table 3: Decided Voters, Across Partisanship, More Likely To Say Presidential Election Outcome Matters

 

Swing voters(30%)

Decided voters(63%)

Definitely Trump voters(29%)

Definitely Democratic voters(34%)

Really matters who wins

66%

92%

92%

93%

Somewhat matters who wins

27

6

6

5

Doesn’t really matter who wins

7

2

2

2

Which Issues Could Swing The Election?

Many factors could influence voters’ decisions to either vote for President Trump or the Democratic nominee or even stay home on Election Day. These include the characteristics of the eventual Democratic nominee, views of President Trump, and how motivated voters are feeling about the election. When swing voters were asked whether a series of different issues could persuade them to vote for President Trump or the Democratic nominee, the latest analysis finds issues like climate change, health care, immigration, or the economy could influence swing voters’ vote choice in 2020.

Democrats have the edge on three issues among swing voters: climate change, health care, and immigration. The Democratic candidate has a 38 percentage point advantage on the issue of climate change with six in ten swing voters (59%) saying the issue of climate change makes them “more likely to vote for the Democratic candidate” compared to 22% who say climate change would make them more likely to vote for President Trump. Similarly, half of swing voters say the issue of health care makes them more likely to vote for the Democratic candidate compared to 32% who say health care would make them more likely to vote for President Trump; giving the Democratic nominee an 18 percentage point advantage on this issue. The Democratic candidate also as a 10 percentage point advantage on immigration (49% v. 40%). This data suggests that during the 2020 presidential race, Democrats may benefit more when the focus is on climate change, health care, and immigration – the three issues that swing voters say could influence them to vote for the Democratic presidential candidate.

President Trump, on the other hand, may have the edge on the economy. Half of swing voters say the economy makes them more likely to vote for President Trump (48%) compared to one-third of swing voters who say it makes them more likely for the Democratic nominee (35%). So if the focus of the 2020 presidential campaign is on the economy, President Trump may have the advantage among swing voters.

Figure 9: Democratic Candidates Have Advantage On Climate Change, Health Care, And Immigration; President Trump Holds Edge on Economy

For the other issues included in the survey, it is less clear whether President Trump or the Democratic candidate has an advantage. The Democratic candidate has a seven percentage point edge on foreign policy while President Trump has a seven point edge on gun policy1 ; however these slight advantages are not statistically significant. Similar shares of swing voters say they prefer President Trump or the Democratic nominee on international trade and tariffs and taxes.

Health Care as An Election Issue

When swing voters who say health care is an issue that would make them more likely to vote for Democratic candidate (50% of swing voters) are asked to say in their own words what it is about health care that could influence their vote choice, nearly half (44%) offer responses related to increasing access to health insurance coverage. This is followed by one-fifth (19%) who offer lowering the amount people pay for health care. Fewer offer responses such as: Democrats care more about health care (7%), general opposition to President Trump (7%), or support or protection of the Affordable Care Act (7%).

Figure 10: Swing Voters Offer Increasing Coverage and Lowering Health Care Costs As Motivations To Vote For The Democratic Nominee

On the other side of the ballot, when swing voters are asked to say in their own words what it is about health care that would make them more likely to vote for President Trump (32% of swing voters), they offer a variety of health care issues that could influence their vote choice. About one in six of these swing voters say lowering the amount people pay for health care (16%), free market or less government involvement (14%), opposition to the ACA (13%), or opposition to a national health plan or Medicare-for-all plan (12%) make them more likely to vote for President Trump in 2020.

Figure 11: Lowering Costs, Decreasing Government Involvement, Opposition To ACA And Medicare-for-all Are Motivations For Some Swing Voters To Vote For President Trump

Lowering the amount people pay for health care is the only health care issue that was offered by substantial shares of both swing voters who say the issue of health care makes them more likely to support President Trump (16%) and those who say it makes them more likely to vote for the Democratic nominee (19%).

Appendix

Table A.1: Socioeconomic Demographics of Swing Voters

 

Total voters

Swing voters(30%)

Decided voters(63%)

Definitely Trump voters(29%)

Definitely Democratic voters(34%)

Race/ethnicity

 

 

 

 

 

White, non-Hispanic

68%

70%

68%

83%

55%

Black, non-Hispanic

11%

9%

13%

1%

23%

Hispanic

11%

9%

12%

8%

14%

Other, non-Hispanic

7%

9%

5%

4%

6%

Gender

 

 

 

 

 

Male

49%

52%

48%

56%

41%

Female

51%

48%

52%

44%

59%

Age

 

 

 

 

 

18-29

18%

27%

14%

11%

16%

30-49

30%

31%

30%

28%

32%

50-64

28%

25%

30%

31%

29%

65+

23%

16%

26%

30%

22%

Education level

 

 

 

 

 

High school or less

34%

31%

34%

41%

29%

Some college

32%

33%

32%

34%

30%

College +

34%

36%

33%

25%

40%

Community type

 

 

 

 

 

Rural

13%

13%

13%

17%

9%

Suburban

54%

58%

53%

56%

51%

Urban

32%

29%

34%

27%

39%

Table A.2: Political Demographics of Swing Voters

 

Total voters

Swing voters(30%)

Decided voters(63%)

Definitely Trump voters(29%)

Definitely Democratic voters(34%)

Party Identification

 

 

 

 

 

Democrats and Democratic-leaning Independents

45%

37%

52%

5%

92%

         Democrat

30%

18%

39%

4%

68%

         Independent/lean Dem

15%

18%

14%

1%

24%

Pure independent

10%

17%

3%

4%

4%

         Independent lean Rep

16%

23%

12%

24%

1%

         Republican

27%

21%

32%

67%

2%

Republicans and Republican-leaning Independents

42%

43%

43%

91%

3%

Undesignated

2%

3%

1%

1%

1%

Trump Approval

 

 

 

 

 

Strongly approve/somewhat approve

44%

44%

45%

95%

3%

Strongly disapprove/somewhat disapprove

54%

53%

55%

5%

97%

Ideology

 

 

 

 

 

Liberal

24%

16%

31%

5%

52%

Moderate

38%

56%

29%

20%

37%

Conservative

35%

26%

38%

73%

10%

Methodology

This KFF Health Tracking Poll- Swing Voters was designed and analyzed by public opinion researchers at the Kaiser Family Foundation (KFF). The data from this topline is from two KFF Health Tracking Polls conducted May 30-June 4, 2019 and July 18-23, 2019, among a nationally representative random digit dial telephone sample of 2,402 adults ages 18 and older, living in the United States, including Alaska and Hawaii (note: persons without a telephone could not be included in the random selection process). To see the methodology for each poll, please visit the following: June 2019 available at https://www.kff.org/health-reform/poll-finding/kff-health-tracking-poll-june-2019/ and July 2019 available at https://www.kff.org/health-reform/poll-finding/kff-health-tracking-poll-july-2019/.

The combined landline and cell phone sample for each month was weighted to balance the sample demographics to match estimates for the national population using data from the Census Bureau’s 2017 American Community Survey (ACS) on sex, age, education, race, Hispanic origin, and region along with data from the 2010 Census on population density. The sample was also weighted to match current patterns of telephone use using data from the July-December 2018 National Health Interview Survey. The weight takes into account the fact that respondents with both a landline and cell phone have a higher probability of selection in the combined sample and also adjusts for the household size for the landline sample, and design modifications, namely, the oversampling of prepaid cell phones and likelihood of non-response for the re-contacted sample. All statistical tests of significance account for the effect of weighting.

The margin of sampling error including the design effect for the full sample of registered voters is plus or minus 3 percentage points. Numbers of respondents and margins of sampling error for key subgroups are shown in the table below. For results based on other subgroups, the margin of sampling error may be higher. Sample sizes and margins of sampling error for other subgroups are available by request. Note that sampling error is only one of many potential sources of error in this or any other public opinion poll. Kaiser Family Foundation public opinion and survey research is a charter member of the Transparency Initiative of the American Association for Public Opinion Research.

Group

N (unweighted)

M.O.S.E.

June KFF Health Tracking Poll- Registered voters

1,020

±4 percentage points

July KFF Health Tracking Poll- Registered voters

1,010

±4 percentage points

Total registered voters

2,030

±3 percentage points

 

 

 

Total swing voters

603

±5 percentage points

Endnotes

  1. The surveys used for this analysis were completed prior to the recent mass shootings in El Paso, TX on August 3rd, 2019 and Dayton, Ohio on August 4th, 2019. ↩︎

The Millennium Challenge Corporation (MCC) and Global Health

Published: Sep 4, 2019

This fact sheet does not reflect recent changes that have been implemented by the Trump administration, including a foreign aid review and restructuring. For more information, see KFF’s Overview of President Trump’s Executive Actions on Global Health.

Key Facts

  • The Millennium Challenge Corporation (MCC) is an independent U.S. foreign assistance agency that has the goal of reducing poverty in developing countries through supporting economic growth. Since its creation in 2004, MCC has supported development programs in 43 low- and lower-middle-income countries. MCC projects span many sectors of development, including global health.
  • MCC has a unique approach among U.S. foreign assistance agencies in that it works only with countries that are deemed “eligible” after meeting certain benchmark measures for good governance, economic freedom, and investing in people, and it provides assistance through formal bilateral agreements negotiated and developed in a “country-led” process.
  • Historically only a small proportion of MCC funding has been directed to global health. Between FY 2004 and FY 2018, 11% of MCC commitments were directed to health and/or water and sanitation projects, with water and sanitation receiving most of that funding.
  • In recent years MCC has maintained its partnerships with other U.S. agencies working in global health to improve coordination and share best practices.

MCC Overview

Based in the Executive Branch, MCC is an independent U.S. foreign assistance agency, specifically a U.S. government corporation established in January 2004 by the Millennium Challenge Act of 2003.1 ,2  Its purpose is to reduce poverty by promoting economic growth in low- and lower-middle-income countries through the development of country assistance agreements, which are meant to be driven by country-identified priorities for U.S. government support.3 

Approach

MCC’s approach is considered unique among U.S. development agencies for several reasons, including its use of quantitative benchmarks to determine eligibility, a heavy emphasis on country-led planning and implementation of assistance agreements, and a reliance on robust and transparent monitoring and evaluation of progress and impact of its assistance.4  The agency has also been seen as early champion of gender dimensions of development, having adopted its first gender policy in 2006 and long recognizing gender inequality as “a significant constraint” to achieving its mission.5 ,6 

Board of Directors

MCC is led by a chief executive officer (CEO) – a Presidential appointee requiring Senate confirmation – and overseen by a Board of Directors consisting of five members from the U.S. government and four members from the private sector. U.S. government members include: the Secretary of State, the Secretary of the Treasury, the U.S. Trade Representative, the Administrator of the U.S. Agency for International Development (USAID), and the CEO of MCC.

Private sector members are nominated by the President and confirmed by the U.S. Senate.7 

Country Selection Process

The MCC Board carries out a multi-tiered country selection process, by first identifying candidate countries and then assessing their eligibility to apply for assistance.8  Candidate countries are identified based on per capita income. Only low- and lower-middle-income countries, according to World Bank income classifications, are considered candidates. Eligible countries are selected from these candidates based on their demonstrated commitment to policies related to MCC’s three key areas:

  • “Ruling Justly,” which includes good governance and fighting corruption,
  • “Economic Freedom,” and
  • “Investing in People,” which incorporates several measures of population well-being including some related to health.

Eligibility Indicators and Country Scorecard

To determine eligibility and gauge country commitment to key principles, MCC relies on more than 20 quantitative indicators of policy and performance. Three of these eligibility indicators are health-focused:

  • public expenditure on health,
  • immunization rates, and
  • “child health” (a composite indicator that includes child mortality rate, percent with access to water, and percent with access to sanitation).9 

How a country performs against all indicators (known as a “country scorecard”) helps determine whether they are eligible for MCC assistance. The MCC Board can also consider two other factors in its decision: the opportunity to reduce poverty and generate economic growth within a country, and the availability of MCC funds.10 

Types of Assistance

Since its creation in 2004, MCC has supported development programs in 43 low- and lower-middle-income countries.11  MCC assistance is provided through two types of agreements: compacts and thresholds.12 

Compacts are larger agreements that can span multiple sectors and which typically last five years. To be eligible for compact funding, a candidate country must score above the median compared to other countries in its income group (e.g., other low-income countries) with regard to at least 10 of the eligibility indicators, including two required indicators:

  • above median performance on “corruption” and
  • meeting a minimum standard for either the “civil liberties” or “political rights” indicators (or both).

Through August 2019, MCC has signed 36 compacts with 29 countries (some countries have signed a second compact after the first ended), for amounts ranging from $66 million to $698 million.13  A legislative change enacted in April 2018 allows MCC to now pursue agreements with regional investments (i.e., with neighboring countries) in addition to its standard bilateral agreements; to date, no regional investments have been approved.14 

Thresholds are smaller, targeted, shorter-term grants designed to help countries become compact-eligible. A candidate country not meeting the criteria for a compact but demonstrating commitment to improving its performance may be eligible for threshold funding. MCC has signed 29 threshold agreements with 27 countries (some countries signed a second threshold agreements after the first ended), for amounts ranging from $6.7 million to $55 million.15  Nine countries have successfully moved from receiving threshold funding to subsequently signing a compact.16   

U.S. Government Funding

First funded by Congress at $994 million in FY 2004, MCC appropriations reached a peak of $1.75 billion in FY 2006 and FY 2007. Since then, appropriated funding for MCC fluctuated somewhat, though in recent years remained steady at around $900 million a year (see Figure 1). As in the prior two years, the current Administration has proposed reduced funding for MCC in FY 2020). Congress has thus far rejected proposed spending cuts.17 

Figure 1: Millennium Challenge Corporation (MCC) Funding, FY 2004-FY 2020 Request

Since 2004, MCC has committed over $14 billion in assistance through its compact and threshold agreements. Most MCC funding has been provided through compacts (96%), with a smaller proportion provided through thresholds (4%).18 

MCC Support for Global Health

The MCC portfolio of projects spans many sectors of development, including health. MCC recognizes health as important to its poverty reduction mission and has supported a number of health projects in a range of countries.19  These have included support in areas such as HIV/AIDS, family planning and reproductive health, nutrition, and other public health efforts, as well as water and sanitation. Together, health and/or water and sanitation has been included in 12 compacts and five threshold agreements, spanning 16 countries. All but one of these compacts and threshold agreements have been completed (the threshold program in Sierra Leone remains active). From FY 2004 through FY 2018, MCC committed almost $1.5 billion to 17 different projects focused on health and/or water and sanitation (under compacts and thresholds), an amount which equaled almost 11% of total committed MCC funding. Around $310 million of this has been for health-specific projects, while $1.182 billion has been for water and sanitation.20  See Table 2.

Table 1: MCC Disbursements for Health, Water and Sanitation, and All Other Sectors,FY 2008 – FY 2018(in $ millions)

Sector

FY08

FY09

FY10

FY11

FY12FY13FY14FY15FY16FY17FY18
Health0.61.711.844.443.068.419.36.15.913.813.2
Water and Sanitation4.114.034.480.5128.1223.5113.089.6113.3127.678.2
All Other Sectors346.6635.11039.61405.21253.41270.7950.0630.3597.7580.9588.7
TOTAL351.4650.91085.91530.11424.51562.61082.3726.0717.0722.3680.1
SOURCES: Kaiser Family Foundation analysis of data from the U.S. Foreign Assistance Dashboard, www.foreignassistance.gov

Looking at disbursements since FY 2008, MCC has directed a generally increasing share to health/water and sanitation projects over time. In FY 2008, $4.7 million (about 1% of all disbursements) was directed to health/water and sanitation, while in FY 2018, $91.4 million (about 13% of all disbursements) was directed to these sectors. See Table 1 and Figure 2.21 

Figure 2: MCC Disbursements for Health and Water/ Sanitation, and All Other Sectors, FY 2008-FY 2018

Health Projects

Health projects (other than water and sanitation) have been included in four compacts and four threshold agreements with seven countries. Funding for these projects made up varying proportions of each agreement’s total funding, ranging from 0.4% of Namibia’s compact funding to 36% of Indonesia’s threshold funding (see Table 2).22  Some examples of health projects supported by MCC are:

  • Lesotho’s compact (completed 2013) supported the renovation and expansion of HIV/AIDS treatment clinics, a new central laboratory facility, and improvements to tuberculosis control and maternal and child health.23 
  • Mongolia’s compact (completed 2013) included investments in prevention and management of non-communicable diseases.
  • Namibia’s compact (completed 2014) included support for targeted HIV/AIDS education programs.
  • Threshold programs in Peru (completed 2010) and Timor-L’este (completed in 2014) have included efforts to improve childhood immunization, while Indonesia’s compact (completed 2018) included funding for childhood nutrition.
Table 2: MCC Compacts/Thresholds with Health and Water & Sanitation Projects,FY 2004 – FY 2018

Country

Type of AgreementYear Signed-CompletedProject FocusProject Fundingin $ millionsTotal Agreement Fundingin $ millionsProjectFunding as% of Total
Ongoing
Sierra LeoneThreshold2015 – ongoing

Large system; basic drinking water supply

16.044.436.0%
Completed
Cabo Verde IICompact2012 – 2017Water, sanitation and hygiene$41.1$66.262.1%
El SalvadorCompact2006 – 2012Basic drinking water supply and sanitation19.0461.05.1%
GeorgiaCompact2005 – 2011Large systems*53.0395.313.4%
GhanaCompact2006 – 2012Basic drinking water supply and sanitation13.0547.02.4%
IndonesiaThreshold2006 – 2010Child health (immunization)20.055.036.4%
IndonesiaCompact2011 – 2018Child health/nutrition131.5600.021.9%
JordanCompact2010 – 2016Large systems*; basic drinking water supply253.8275.192.2%
KenyaThreshold2007 – 2010Health care procurement and delivery4.012.731.5%
LesothoCompact2007  – 2013HIV/AIDS; maternal and child health; TB122.4362.633.8%
Water resources protection, policy164.045.2%
MongoliaCompact2007 – 2013Non-communicable diseases17.0285.06.0%
MozambiqueCompact2007 – 2013Large systems; basic drinking water supply203.6506.940.2%
NamibiaCompact2008 – 2014HIV/AIDS education1.3304.50.4%
PeruThreshold2008 – 2012Child health (immunization)11.535.632.3%
TanzaniaCompact2008 – 2013Large systems*63.3698.09.5%
Timor-LesteThreshold2011 – 2014Child health (immunization)2.610.524.8%
ZambiaCompact2012 – 2018Water supply, sanitation, and drainage354.8354.8100.0%
NOTES: Funding in millions. As of August 2019. *Large systems refers to investments in water and sanitation infrastructure.“ indicates total agreement funding is same as above, since projects are part of single agreement.SOURCES:  KFF analysis of data from MCC Threshold and Compact pages (https://www.mcc.gov/where-we-work); CRS, Millennium Challenge Corporation, RL32427, April 2018.

Water & Sanitation Projects

Water and sanitation projects have been included in nine compacts and one threshold agreement with ten countries. As a proportion of total country compact funding, support for these projects ranged from 2% of Ghana’s compact funding to 100% of Zambia’s compact funding (see Table 2). Some examples of water and sanitation projects supported by MCC are:

  • Jordan’s compact (completed 2016) sought to rehabilitate the water supply and distribution network, improve sewage systems, and expand wastewater treatment.
  • Mozambique’s compact (completed 2013) focused, in part, on investments in rehabilitation of urban water supply systems.
  • Tanzania’s compact (completed 2013) supported improving potable water supply in two urban areas.
  • Cabo Verde’s compact (completed 2018) was largely focused on water infrastructure and regulation of the country’s water sector, while Zambia’s compact (completed 2018) focused on improving water and sanitation infrastructure, management, and policy.

Coordination with Other U.S. Efforts

MCC has made efforts to coordinate with other U.S. foreign assistance agencies on health. For instance, through its compact with Lesotho focused on HIV/AIDS and other health issues, MCC coordinated with President’s Emergency Plan for AIDS Relief (PEPFAR, the U.S. government’s response to global HIV/AIDS) programs in-country.24  MCC and PEPFAR also jointly created a Data Collaboratives for Local Impact initiative in 2015 to help build the capacity communities to generate and use data effectively.25  MCC has at times served as a resource for other agencies seeking to learn from its approach. For example, MCC has partnered with the State Department’s Office of the Global AIDS Coordinator (OGAC), which administers PEPFAR, to promote mutual learning on country ownership and sustainability of foreign assistance.26 

Key Issues for the U.S.

MCC, once considered a novel approach to U.S. foreign assistance, is now established and well into its second decade of operation. Sustainability of funding for MCC is a challenge, with funding levels having been halved from their peak of over ten years ago. While MCC has stated it recognizes the value of health for development, only a small proportion of its disbursed funds have been directed to health/water and sanitation projects. Most of those funds were for water infrastructure projects, while only a small portion has gone to health-specific projects. Even so, the agency has demonstrated some commitment to coordinating activities with those of U.S. global health efforts such as PEPFAR.

  1. Millennium Challenge Act of 2003 (P.L. 108-199). ↩︎
  2. MCC, About MCC, webpage, https://www.mcc.gov/about. ↩︎
  3. State Department, The U.S. Commitment to Development, fact sheet, July 2009. ↩︎
  4. MCC, About MCC, webpage, https://www.mcc.gov/about; CGD, Overview of the Millennium Challenge Corporation, Jan. 2015; CGD, “Millennium Challenge Corporation,” Foreign Assistance Agency Brief, April 2017. ↩︎
  5. MCC, Gender Equality and Poverty Reduction through Growth, Principles into Practice issue brief, Sept. 2012, https://www.mcc.gov/resources/doc/principles-into-practice-gender-equality-and-poverty-reduction-through-grow. ↩︎
  6. Per MCC guidelines that provide operational guidance to countries in this area: MCC, Gender Integration Guidelines, March 2011. ↩︎
  7. MCC, “About MCC: Board of Directors,” webpage, https://www.mcc.gov/about/org-unit/board-of-directors. ↩︎
  8. CRS, Millennium Challenge Corporation, RL32427, Jan. 2017. ↩︎
  9. MCC, Selection Indicators, webpage, https://www.mcc.gov/who-we-fund/indicators. ↩︎
  10. MCC, Selection Criteria, webpage, https://www.mcc.gov/who-we-fund. ↩︎
  11. KFF analysis of data from MCC and MCC Congressional Budget Justifications. ↩︎
  12. MCC, Country and Country Tools, https://www.mcc.gov/where-we-work; MCC, Do Business With MCC Partner Countries, webpage, https://www.mcc.gov/work-with-us/mcc-partner-countries ↩︎
  13. Eight compacts are currently active: Benin (its 2nd), Cote d’Ivoire, El Salvador (2nd), Ghana (2nd), Liberia, Morocco (2nd), Nepal, Niger. Compacts in Madagascar (2009) and Mali (2012) were terminated due to coups. Compacts with 23 countries have been fully completed: Armenia, Benin (1st), Burkina Faso, Cabo Verde (1st and 2nd), El Salvador (1st), Georgia (1st and 2nd), Ghana (1st), Honduras, Indonesia, Jordan, Lesotho, , Malawi, Moldova, Mongolia, Morocco, Mozambique, Namibia, Nicaragua, Philippines, Senegal, Tanzania, Vanuatu, and Zambia. ↩︎
  14. MCC. ‘Regional Partnerships’. https://www.mcc.gov/news-and-events/feature/regional-partnerships ↩︎
  15. There are five currently active threshold programs: Guatemala, Honduras, Kosovo, Sierra Leone, and Togo. Two countries (Mauritania and Yemen) have had their eligibility terminated before their programs were implemented. Niger’s threshold was suspended in 2009 for government behavior contrary to MCC criteria but reinstated in 2011. CRS, Millennium Challenge Corporation, RL32427, April 2018. ↩︎
  16. The nine countries that have completed thresholds and moved on to compacts are: Burkina Faso, Indonesia, Jordan, Liberia, Malawi, Moldova, the Philippines, Tanzania, and Zambia. CRS, Millennium Challenge Corporation, RL32427, April 2018. ↩︎
  17. Kaiser Family Foundation (KFF) analysis of data from the Office of Management and Budget, Agency Congressional Budget Justifications, Congressional Appropriations Bills, and U.S. Foreign Assistance Dashboard website, ForeignAssistance.gov. ↩︎
  18. KFF analysis of data from MCC, FY 2019 Congressional Budget Justification, 2018. https://www.mcc.gov/resources/pub-full/cbj-fy2019. ↩︎
  19. MCC. Health. https://www.mcc.gov/sectors/sector/health. ↩︎
  20. KFF analysis of data from MCC, FY 2016 Annual Performance Report and Plan, Appendix A, MCC FY 2018 Congressional Budget Justification, 2017; MCC, “Programs and Activities,” webpage [no longer publicly available – accessed July/August 2015]; and CRS, Millennium Challenge Corporation, RL32427, April 2018. ↩︎
  21. FY 2017 is the most recent year with complete data. KFF analysis of data from U.S. Foreign Assistance Dashboard website, ForeignAssistance.gov. ↩︎
  22. KFF analysis of data from MCC, “Programs and Activities,” webpage [no longer publicly available – accessed July/August 2015]. ↩︎
  23. MCC, MCC and PEPFAR: Working in Partnership with Lesotho to Improve Healthcare, Feb. 2009, https://www.mcc.gov/our-impact/story/story-story-mcc-makes-headway-mcc-and-pepfar-working-in-partnership-with-le↩︎
  24. MCC, MCC and PEPFAR: Working in Partnership with Lesotho to Improve Healthcare, Feb. 2009, https://www.mcc.gov/our-impact/story/story-story-mcc-makes-headway-mcc-and-pepfar-working-in-partnership-with-le↩︎
  25. MCC. Data Collaboratives for Local Impact. https://www.mcc.gov/initiatives/initiative/mcc-pepfar-partnership ↩︎
  26. MCC. MCC and PEPFAR – Creating Data Ambassadors to End HIV/AIDS and Foster Economic Empowerment. https://www.mcc.gov/blog/entry/blog-080818-creating-data-ambassadors-to-end-hiv-aids. ↩︎
News Release

Facing a Potential Funding Crunch, Community Health Centers in Medically Underserved Areas Around the Country Report They Are Considering Reductions in Staffing and Services That Would Limit Patients’ Access to Care

Published: Sep 4, 2019

With a key source of federal funding set to expire in September, community health centers across the country are considering steps to reduce staffing, close some locations and eliminate or reduce services as they cope with uncertainty about their future financing, according to a new KFF/GWU survey and analysis.

The Community Health Center Fund (CHCF), established by the Affordable Care Act, accounts for 72 percent of health center grant funding and is set to expire at the end of September unless Congress extends it. The fund provided $4 billion in federal money to health centers in fiscal 2019. The CHCF helps 1,362 health centers provide care to 28 million patients annually in medically underserved rural and urban areas in the U.S., including patients who lack health insurance.  It also helps pay for services that typically are not covered by insurance, such as dental care.

The new survey of community health centers, conducted from May to July 2019 and designed and analyzed by researchers at KFF and the Geiger Gibson Program in Community Health Policy at the George Washington University, sheds light on the strain on health centers and their ability to serve low-income patients as they maneuver to prepare for a potential delay in funding.

A small number of health centers have taken steps in response to uncertain funding, and a much larger number are considering such steps, including:

  • Nearly six in ten (59%) health centers have in place or are considering adopting a hiring freeze, and 42 percent say they are considering laying off staff or reducing staff hours.
  • Some health centers report they have taken or are considering steps such as reducing operating hours (35%) or closing one or more sites (26%).
  • Health centers are also considering reductions in services, such as case management and interpretation services (39%), dental services (25%), and mental health services (20%).
  • Health centers in states that have not expanded Medicaid were more likely to report having taken or considering such reductions.

In 2017, the CHCF lapsed for five months before Congress extended it for two years, and health centers experienced similar disruptions to staffing and services back then due to the delay. In the current Congress, bills have advanced out of committee in the House and Senate that would extend the CHCF at current funding levels for four and five years, respectively, but have not yet gone to a floor vote in either chamber.  Lawmakers will have roughly three weeks to consider such legislation after returning from their August recess before another funding delay – and the potential steps centers may take to cope with it – sets in.

The 2019 Kaiser Family Foundation/George Washington University Survey of Community Health Centers was designed and analyzed by researchers at KFF and GWU, and conducted by the Geiger Gibson Program in Community Health Policy at GWU. The survey was fielded from May to July 2019 and was emailed to 1,342 CEOs of federally funded health centers in the 50 states and the District of Columbia. The response rate was 38%, with 511 responses from 49 states and DC. Additional support for the survey was provided by the RCHN Community Health Foundation.

Community Health Centers Prepare for Funding Uncertainty

Published: Sep 4, 2019

Data Note

The Community Health Center Fund (CHCF), which was established by the Affordable Care Act (ACA) and now accounts for the majority of health center grant funding, is due to expire at the end of September unless Congress acts to extend it. Health centers have faced this situation before. In 2017, the CHCF lapsed for five months before Congress extended it for two years. Although funding was ultimately restored, health centers around the country reported that they faced difficult decisions to reduce care, close service sites, and lay off staff because of the delay. Health centers are considering similar actions to prepare for another potential loss of funding, which will have implications for the patients and communities they serve. This data note reports findings from the 2019 KFF/Geiger Gibson Community Health Center Survey on how health centers may respond to ongoing funding uncertainty.

With a key source of funding set to expire Sept. 30, community health centers across the U.S. are considering steps to trim staffing, close some locations & eliminate or reduce services as they cope with uncertainty about their financing.

The Community Health Center Fund

The Community Health Center Fund is a key source of revenue for health centers, accounting for 72% of all federal health center grant funds. Initially authorized in 2010 under the ACA for a five-year period, the CHCF has been extended twice, in 2015 and 2018, growing from $1 billion in FY 2011 to $4 billion in FY 2019. Funding from the CHCF allows health centers to serve patients without health insurance, expand capacity, and offer a broader range of health services, including oral health care for adults and mental health and substance use disorder services. From 2010 to 2017, the number of health center sites increased by 59% and total patients served by 43%, and the share of health centers offering mental health and substance abuse services grew by 22% and 75%, respectively. CHCF funding also enables health centers to furnish services that improve patients’ access to care, such as transportation and interpretation services, that are not typically covered by public or private health insurance.  

Federal grant funding represents nearly one-fifth of total health center revenue, more for health centers in states that have not expanded Medicaid. Federal grant funding, also known as Section 330 funding, totaled over $4.7 billion in calendar year 2017 and accounted for 18% of health centers’ total revenue that year (Figure 1). Health centers located in states that have not implemented the ACA Medicaid expansion are especially reliant on federal grants to support their operations. In these states, where uninsured rates are considerably higher, grant funding accounts for 26% of total health center revenue. In 2017, Section 330 funding accounted for 30% or more of total health center revenue in 12 states.

Figure 1: Federal Section 330 Grants as a Share of Total Health Center Revenue, by State, 2017

Health Centers’ Response to a Potential Funding Delay

Anticipating a delay in extending the CHCF, health centers have taken or are considering a number of actions that could affect patients’ access to care. To prepare for a possible reduction in funding, a small number of health centers have limited or reduced staffing costs, and many more are considering doing so. Nearly six in ten (59%) health centers have in place or are considering adopting a hiring freeze, and over four in ten (42%) say they are considering laying off staff or reducing staff hours (Figure 2). Some heath centers report considering steps that would even more directly affect their capacity to serve their patients, such as reducing operating hours (35%) or closing one or more health center sites (26%). Other actions health centers report taking or considering include tapping into reserves (52%) and canceling or delaying renovations or expansions (52%).

Figure 2: Actions Taken or Being Considered by Health Centers in Response to Funding Uncertainty

Although less common, health centers are considering cutting some services. With funding still in place, few health centers (1%-2%) have already taken steps to eliminate or reduce services, but more are weighing cutting services if funding is delayed. Nearly four in ten (39%) say they have or might scale back enabling services, such as case management, transportation, and education services, and a quarter had implemented or are considering reductions in dental services (Figure 3). In addition, one in five had or is considering eliminating or reducing mental health services and about one in six (17%) is targeting substance use disorder treatment services.

Figure 3: Services Health Centers Are Considering Eliminating or Reducing in Response to Funding Uncertainty

Health centers in non-expansion states were more likely to report having taken or considering actions. With their greater reliance on CHCF funding to support operations, health centers in states that have not expanded Medicaid appear more sensitive to a funding delay. Compared to those in Medicaid expansion states, health centers in non-expansion states were more likely to say they have or are considering reducing operating hours (44% vs. 31%) and have already closed or are weighing closing one or more health center sites (34% vs. 22%) (Figure 4). They were also more likely to report they have or are considering reducing or eliminating certain services, including dental, mental health, and substance use disorder services.

Figure 4: Actions Taken or Being Considered by Health Centers in Medicaid Expansion vs Non-expansion States

What’s Next?

Bills to extend the CHCF at current funding levels await votes in both chambers of Congress. In both the House and the Senate, bills that include provisions to extend the CHCF have advanced out of Committee but were not voted on prior to Congress adjourning for the August recess. The House bill (HR 2328) would extend the CHCF for four years, through the end of fiscal year 2023, at the current funding level of $4 billion per year. The Senate bill (S 1895) would extend the fund for five years, through the end of fiscal year 2024, also at current funding levels. Upon returning from the August recess, Congress will have just over three weeks to pass legislation before the CHCF expires.

A funding delay could limit access to care for millions of health center patients. Health centers are an important source of care for over 28 million patients in medically underserved rural and urban areas throughout the country and play a leading role in efforts to address public health crises, such as the recently announced Trump administration initiative to stop new HIV infections. In response to funding uncertainty, a small number of health centers are already taking steps to reduce or curtail services, and more are considering such actions, particularly those in states that have not expanded Medicaid.

The 2019 Kaiser Family Foundation/George Washington University Survey of Community Health Centers was designed and analyzed by researchers at KFF and GWU, and conducted by the Geiger Gibson Program in Community Health Policy at GWU. The survey was fielded from May to July 2019 and was emailed to 1,342 CEOs of federally funded health centers in the 50 states and the District of Columbia identified in the 2017 Uniform Data System. The response rate was 38%, with 511 responses from 49 states and DC. Additional support for the survey was provided by the RCHN Community Health Foundation.

Appendix

Appendix Survey Questions