News Release

Nearly Half of Parents of Adolescents Ages 12-17 Say Their Child Got a COVID-19 Vaccine Already; a Third of Parents of Children Ages 5-11 Say Their Child Will Get Vaccinated “Right Away” Once Eligible

Almost 1 in 4 Parents with Children Attending In-Person School Say a Child Had to Quarantine Since the School Year Began Due to Possible COVID Exposure

Published: Sep 30, 2021

Nearly half (48%) of parents of vaccine-eligible children ages 12-17 now say their child has received at least one dose of a COVID-19 vaccine, a new KFF Vaccine Monitor report shows.

Another 15% of those parents now say they want to “wait and see” how the vaccine works for others before their adolescent gets it, while 4% say they would get vaccinated “only if required” for school or other activities. About one in five (21%) say their adolescent child would “definitely not” get a vaccine.Largely fielded before Pfizer’s Sept. 20 announcement about favorable results from its clinical trials for children ages 5-11, the new report shows a third (34%) of parents of children in that age group want their child to get vaccinated “right away” once eligible. A similar share (32%) wants to “wait and see,” while a quarter (24%) say their children will “definitely not” get a COVID vaccine.

The report also highlights the toll that the COVID-19 pandemic is taking on students attending in-person classes this fall. Nearly a quarter (23%) of parents say that they have a child who has had to quarantine at home due to a possible COVID-19 exposure since the school year began. The includes 26% of parents with children ages 5-11 and 20% of parents with children ages 12-17.

Most parents (58%) say K-12 schools should require students and staff to wear masks, regardless of their vaccination status, while more than a third (35%) say schools should have no mask requirements. Mothers are much more likely than fathers to favor a mask requirement for all students and staff (70% vs. 42%).

Among parents with a child attending in-person school, nearly seven in ten (69%) say their school is requiring all students and staff to wear masks, just one percent say masks are required only for unvaccinated individuals, and 28% say their school has no mask requirement. Most parents (73%) who say their child’s school requires all students and staff to wear masks favor that policy.

Few parents of children attending in-person schools say their school offers routine testing for children who are not vaccinated (6%), and one in five (20%) say that it is offering optional testing.

Two-thirds (66%) of parents with a child attending in-person school say their school overall is doing about the right amount to limit the spread of COVID-19. Parents are somewhat more likely to say that their school is not doing enough (21%) than that their school is doing too much (11%).

Designed and analyzed by public opinion researchers at KFF, the KFF Vaccine Monitor survey was conducted from September 13-22 among a nationally representative random digit dial telephone sample of 1,519 adults, including oversamples of adults who are Black (306) or Hispanic (339). 414 parents were surveyed with a margin of error of plus or minus 6 percentage points. Interviews were conducted in English and Spanish by landline (171) and cell phone (1,348). The margin of sampling error is plus or minus 3 percentage points for the full sample. For results based on subgroups, the margin of sampling error may be higher.

The KFF COVID-19 Vaccine Monitor is an ongoing research project tracking the public’s attitudes and experiences with COVID-19 vaccinations. Using a combination of surveys and qualitative research, this project tracks the dynamic nature of public opinion as vaccine development and distribution unfold, including vaccine confidence and acceptance, information needs, trusted messengers and messages, as well as the public’s experiences with vaccination.

 

Poll Finding

KFF COVID-19 Vaccine Monitor: Vaccination Trends Among Children And COVID-19 In Schools

Authors: Lunna Lopes, Liz Hamel, Grace Sparks, Mellisha Stokes, and Mollyann Brodie
Published: Sep 30, 2021

Findings

The KFF COVID-19 Vaccine Monitor is an ongoing research project tracking the public’s attitudes and experiences with COVID-19 vaccinations. Using a combination of surveys and qualitative research, this project tracks the dynamic nature of public opinion as vaccine development and distribution unfold, including vaccine confidence and acceptance, information needs, trusted messengers and messages, as well as the public’s experiences with vaccination.

Key Findings

  • The latest KFF COVID-19 Vaccine Monitor finds that nearly half (48%) of parents of children ages 12-17 say their child has received at least one dose of a vaccine. With news from Pfizer that clinical trials showed their COVID-19 vaccine was safe and effective for children ages five to eleven, the Vaccine Monitor (conducted September 13-22, with the bulk of interviews concluding before Pfizer’s announcement) finds that about a third of parents (34%) say they will vaccinate their 5-11 year old child “right away” once a vaccine is authorized for their age group.
  • As policymakers and school leaders across the country implement policies to help limit the spread of COVID-19 in school and keep children safe, a majority of parents (58%) say K-12 schools should require all students and staff to wear masks while at school while about a third (35%) say schools should have no mask requirements at all. Regardless of preferences, nearly seven in ten parents with a child attending in-person school (69%) say their school is requiring all students and staff to wear masks and just 28% say their school has no mask requirement. While mask requirements appear to be widespread in schools, COVID-19 testing is less common with half of parents saying their school district is not offering testing to students who are not eligible to get the vaccine.
  • While two-thirds (66%) of parents with a child attending in-person school say their child’s school is doing about the right amount to limit the spread of COVID-19 at school, almost one in four parents of a child attending in-person school (23%) say their child has been required to quarantine at home due to a possible COVID-19 exposure since the school year began.

Five months after the FDA granted emergency use authorization for the Pfizer COVID-19 vaccine’s use in children ages 12 and over, nearly half (48%) of parents of children ages 12-17 say their child has received at least one dose of a vaccine. The share of parents who say they want to “wait and see” before getting their 12-17 year old vaccinated has decreased to 15%, down from 23% in July. Just 4% of parents say they will only get their teenager vaccinated “if their school requires it,” and one in five (21%) say they will “definitely not” vaccinate their child, similar to the share measured in previous months.

Nearly Half Of Parents Of 12-17 Year Olds Say Their Child Has Received At Least One Dose Of The COVID-19 Vaccine

On September 20th, Pfizer announced that clinical trials showed their COVID-19 vaccine was safe and effective for children ages five to eleven. The KFF COVID-19 Vaccine Monitor (conducted September 13-22, with the bulk of interviews concluding before Pfizer’s announcement) finds that about a third of parents (34%) say they will vaccinate their 5-11 year old child “right away” once a vaccine is authorized for their age group. About a third of parents (32%) say they will “wait and see” how the vaccine is working before having their 5-11 year old vaccinated. Notably, the share who say they definitely won’t get their 5-11 year old vaccinated remains steady at one in four (24%).

Parents continue to be more cautious about getting their younger children vaccinated with about one in four (23%) saying they will get their child under the age of 5 vaccinated right away once a vaccine is available for that age group and about a third (35%) saying they will definitely not get their child under 5 vaccinated for COVID-19.

A Third Of Parents Of 5 To 11 Year Olds Say They Will Vaccinate Their Child Right Away Once A Vaccine Is Available For Their Age Group

COVID-19 and Schools

With schools now back in session amidst a resurgent COVID-19 pandemic, the Biden administration and government and school officials across the country are implementing precautions and policies in an attempt to limit COVID-19 transmission and keep students safe at school. As part of the efforts, many schools are requiring students and staff to wear masks, regardless of their vaccination status. Overall, a majority of parents (58%) say K-12 schools should require all students and staff to wear masks while at school, 4% say they should only require unvaccinated students and staff to wear masks, and about a third (35%) say schools should have no mask requirements at all. Seven in ten parents (73%) who are vaccinated for COVID-19 themselves say schools should require all students to wear masks, while about six in ten unvaccinated parents (63%) say there should be no masking requirements at all. Notably mothers are more likely than fathers to say schools should require all students and staff to wear masks (70% vs 42%).

About Seven In Ten Mothers And Vaccinated Parents Say Schools Should Require All Students And Staff To Wear Masks

Among parents with a child attending in-person school, nearly seven in ten (69%) say their school is requiring all students and staff to wear masks, just one percent say masks are required only for unvaccinated individuals, and 28% say their school has no mask requirement. Notably, a large majority of parents who say their child’s school requires all students and staff to wear masks support that policy with 73% saying schools should require all students and staff to wear masks.

Earlier this month, President Biden outlined further steps his administration would take in efforts to address the COVID-19 pandemic and limit its spread in schools. A key component of his plan is increasing access to COVID-19 testing in schools. However, the KFF COVID-19 Vaccine Monitor finds that just 6% of parents of children who attend school in person say their school district is offering routine testing to students who are not eligible to get the vaccine and one in five say it is offering optional testing. Half of parents say their school district is not offering testing at all (51%) and another one in five (22%) say they don’t know if testing is being offered to students not eligible for the vaccine.

About Seven In Ten Parents Say Their Child's School Requires All Students To Wear Masks, About A Quarter Say Their School District Is Offering COVID-19 Testing To Those Ineligible To Get Vaccinated

Overall, two-thirds (66%) of parents with a child attending in-person school say their child’s school is doing about the right amount to limit the spread of COVID-19 at school. About one in ten (11%) say their child’s school is doing too much while about one in five (21%) feel their child’s school is not doing enough to limit the spread of COVID-19 at school.

Most Parents Say Their Child's School Is Doing About The Right Amount To Limit The Spread Of COVID-19

Despite most parents saying they feel their child’s school is doing about the right amount to limit the spread of COVID-19 at school, almost one in four parents of a child attending in-person school (23%) say their child has been required to quarantine at home due to a possible COVID-19 exposure since the school year began, including a 26% of parents of younger children ages 5-11. With a notable share of parents reporting their child has had to quarantine due to a possible COVID-19 exposure, a majority of parents (57%) say they are worried their child may get seriously sick from coronavirus. Mothers (68%), Hispanic parents (71%), and lower-income parents (74%) are particularly likely to say they are worried their child may get seriously sick from coronavirus.

About One in Four Parents Say Their Child Has Had To Quarantine At Home Due To A Possible COVID-19 Exposure Since The Start Of The School Year

Methodology

This KFF COVID-19 Vaccine Monitor was designed and analyzed by public opinion researchers at the Kaiser Family Foundation (KFF). The survey was conducted September 13-22, 2021, among a nationally representative random digit dial telephone sample of 1,519 adults ages 18 and older (including interviews from 339 Hispanic adults and 306 non-Hispanic Black adults), living in the United States, including Alaska and Hawaii (note: persons without a telephone could not be included in the random selection process). Phone numbers used for this study were randomly generated from cell phone and landline sampling frames, with an overlapping frame design, and disproportionate stratification aimed at reaching Hispanic and non-Hispanic Black respondents as well as those living in areas with high rates of COVID-19 vaccine hesitancy. Stratification was based on incidence of the race/ethnicity subgroups and vaccine hesitancy within each frame. High hesitancy was defined as living in the top 25% of counties as far as the share of the population not intending to get vaccinated based on the U.S. Census Bureau’s Household Pulse Survey.  The sample also included 30 respondents reached by calling back respondents that had previously completed an interview on the KFF Tracking poll at least six months ago. Another 123 interviews were completed with respondents who had previously completed an interview on the SSRS Omnibus poll (and other RDD polls) and identified as Hispanic (n =64; including 4 in Spanish) or non-Hispanic Black (n=59). Computer-assisted telephone interviews conducted by landline (171) and cell phone (1,348, including 1,007 who had no landline telephone) were carried out in English and Spanish by SSRS of Glen Mills, PA. To efficiently obtain a sample of lower-income and non-White respondents, the sample also included an oversample of prepaid (pay-as-you-go) telephone numbers (25% of the cell phone sample consisted of prepaid numbers) Both the random digit dial landline and cell phone samples were provided by Marketing Systems Group (MSG). For the landline sample, respondents were selected by asking for the youngest adult male or female currently at home based on a random rotation. If no one of that gender was available, interviewers asked to speak with the youngest adult of the opposite gender. For the cell phone sample, interviews were conducted with the adult who answered the phone. KFF paid for all costs associated with the survey.

The combined landline and cell phone sample was weighted to balance the sample demographics to match estimates for the national population using data from the Census Bureau’s 2019 U.S. American Community Survey (ACS), on sex, age, education, race, Hispanic origin, and region, within race-groups, along with data from the 2010 Census on population density. The sample was also weighted to match current patterns of telephone use using data from the July-December 2020 National Health Interview Survey The weight takes into account the fact that respondents with both a landline and cell phone have a higher probability of selection in the combined sample and also adjusts for the household size for the landline sample, and design modifications, namely, the oversampling of potentially undocumented respondents and of prepaid cell phone numbers, as well as the likelihood of non-response for the re-contacted sample. All statistical tests of significance account for the effect of weighting.

The margin of sampling error including the design effect for the full sample is plus or minus 3 percentage points. Numbers of respondents and margins of sampling error for key subgroups are shown in the table below. For results based on other subgroups, the margin of sampling error may be higher. Sample sizes and margins of sampling error for other subgroups are available by request. Sampling error is only one of many potential sources of error and there may be other unmeasured error in this or any other public opinion poll. Kaiser Family Foundation public opinion and survey research is a charter member of the Transparency Initiative of the American Association for Public Opinion Research.

This work was supported in part by grants from the Chan Zuckerberg Initiative DAF (an advised fund of Silicon Valley Community Foundation), the Ford Foundation, and the Molina Family Foundation. We value our funders. KFF maintains full editorial control over all of its policy analysis, polling, and journalism activities.

GroupN (unweighted)M.O.S.E.
Total1,519± 3 percentage points
COVID-19 Vaccination Status
Have gotten at least one dose of the COVID-19 vaccine1,102± 4 percentage points
Have not gotten the COVID-19 vaccine379± 6 percentage points
Race/Ethnicity
White, non-Hispanic766± 4 percentage points
Black, non-Hispanic306± 7 percentage points
Hispanic339± 7 percentage points
Party Identification
Democrats458± 6 percentage points
Republicans345± 6 percentage points
Independents489± 5 percentage points

Navigator Funding Restored in Federal Marketplace States for 2022

Authors: Karen Pollitz, Jennifer Tolbert, and Kendal Orgera
Published: Sep 29, 2021

On August 27, 2021, the Centers for Medicare and Medicaid Services (CMS) announced $80 million in funding for 60 Navigator programs serving consumers in 30 Federally-Facilitated Marketplace (FFM) states for the 2022 plan year. Navigator programs help consumers understand their plan choices and complete their application for financial help for Marketplace coverage or for Medicaid or CHIP. The multi-year award provides $80 million annually for 3-years; awardees must comply with grant terms and conditions to receive funding each year. Shortly after the funding announcement, CMS also finalized certain changes to regulatory standards for navigators in the federal marketplace.

The 2021 funding is significantly higher than the $10 million in annual funding awarded in 2018-2020 during the Trump Administration and more than the $63 million awarded in the final year of the Obama Administration. Total funding announced this year is 27% higher than the total announced in 2016, though funding changes vary considerably by state (Table 1). Four FFM states (Georgia, Hawaii, Iowa and South Carolina) received less navigator funding than in 2016, while in five other states (Kansas, Montana, New Hampshire, South Dakota, and Tennessee) funding more than doubled. In Delaware, federal navigator funding is more than three times the 2016 total.

Table 1: Changes in Federal Navigator Funding, 2016-2021

Increased funding will support growth in the number of navigator programs – which had fallen to 30 by the end of the Trump Administration. Compared to the first year the FFM was open, when more than 100 Navigator programs received grants, a smaller number of grantees will begin work this fall; however, nearly half of the FFM navigators (29) will operate statewide programs, and most of those (20) will coordinate and share funding with a network of local partners. By contrast, in 2016, coordination among marketplace assister programs was more limited, although those that did so regularly said coordination was important to their effectiveness.

Federal regulatory standards for navigators previously required that there be a minimum of two navigators per state, at least one of which should be a community-based nonprofit. These requirements were eliminated during the Trump Administration and have not been restored. In all but two of the FFM states (Utah and Texas), every county will be included in the service area of at least one navigator program and nearly one in five (19%) counties in FFM states will be included in the service area of at least two programs (Figure 1). Although the funding awards posted by CMS do not indicate the type of grantee organization, it appears that nearly two-thirds (38 of 60) of navigator grantees are community-based nonprofits, another 15 are providers or provider groups--federally qualified health centers, primary care associations, or hospitals—and 4 are public universities, government agencies, or tribal organizations. Until 2017, federal navigators were required to maintain a physical presence in their state. This requirement also was eliminated during the Trump Administration and has not been restored, though CMS did encourage grant applicants to meet this standard. One of the non-physically-present grantees funded during the Trump years has been funded to provide statewide services in three states during the 2022 plan year and apparently will offer only call-center assistance in the state of Iowa.

Number of Navigator Programs by County in FFM States, 2021

Discussion

A 2020 KFF national survey on consumer assistance documented significant unmet need for enrollment help by consumers seeking coverage through the marketplace. Since then, the COVID-19 epidemic has increased reliance on marketplace coverage and Medicaid. Following enactment of subsidy increases and expanded enrollment periods during the pandemic, enrollment in marketplace plans increased by 2.8 million this year, including 2.1 million in HealthCare.gov states. Recently published regulations will extend the federal marketplace open enrollment period for the 2022 plan year from 6 weeks to 8 weeks (November 1 - January 15), and will allow people with income up to 150% of the federal poverty level (or $19,320 for an individual in 2021) to enroll throughout the year. Assuming the public health emergency ends in 2022, the moratorium on Medicaid disenrollment will be lifted and many more low-income people may need to transition to marketplace plans if their Medicaid eligibility is terminated. The restoration of federal navigator funding comes at a time when the need for consumer assistance may reach new, higher levels.

In addition to increasing funding for navigators, ensuring consumers are aware that navigator assistance is available and where to find it can help improve access to enrollment assistance. In recent years CMS has taken various steps to facilitate consumer access to agents and brokers – including a “Help On Demand” feature of HealthCare.gov that connects individual consumers directly with brokers. CMS has also promoted the use of web broker sites, called enhanced direct enrollment entities (EDE), that offer online dashboards and other technological tools to make broker-assisted enrollments faster and more efficient. Comparable initiatives have not been undertaken to promote and facilitate enrollment assistance by marketplace navigators. Because CMS accumulated more than $1 billion in unspent marketplace user fee revenue during the Trump Administration, additional resources are available to increase support for enrollment assistance if needed.

News Release

Surging Delta Variant Cases, Hospitalizations, and Deaths Are Biggest Drivers Of Recent Uptick in U.S. COVID-19 Vaccination Rates

The Vast Majority Of Vaccinated Americans Will Get A Booster if Recommended, But Many Unvaccinated People See Need for Boosters As Evidence Vaccines Are Not Working

Published: Sep 28, 2021

Large Majorities of Americans, Both Vaccinated and Not, Say COVID-19 is Likely to Persist at Lower Levels and Be Something the U.S. Will “Learn to Live With” like Seasonal Flu

More than 7 in 10 adults (72%) in the U.S. now report that they are at least partially vaccinated against COVID-19, with the surge in disease and death driven by the Delta variant serving as the chief impetus in recent weeks, finds the latest KFF COVID-19 Vaccine Monitor.

That was up from 67 percent of adults in late July. The survey finds that self-reported vaccination rates increased most for Hispanic adults, rising 12 percentage points to 73 percent in September, and among adults ages 18 to 29, up 11 percentage points to 68 percent. Similar shares of adults now report being vaccinated across racial and ethnic groups, a sign that the racial gap in vaccinations may be narrowing.

Adults who got vaccinated since June 1 cite as major reasons the increase in COVID cases due to the Delta variant (39%), reports of local hospitals filling up (38%), and knowing someone who became seriously ill or died (36%). Thirty-five percent also say a major reason was to participate in activities where vaccinations are required, such as traveling or attending events. Fewer people say being mandated by their employer (19%) or the FDA granting full approval to the Pfizer vaccine (15%) were major factors.

“Nothing motivates people to get vaccinated quite like the impact of seeing a family member, friend or neighbor die or become seriously ill with COVID-19, or to worry that your hospital might not be able to save your life if you need it,” said KFF President and CEO Drew Altman. “When a theoretical threat becomes a clear and present danger, people are more likely to act to protect themselves and their loved ones.”

Two percent of adults in September say that they plan to get the vaccine as “soon as possible,” while seven percent want to “wait and see”, down from 10 percent in July. Four percent say they will get vaccinated only if required for work, school, or other activities and 12 percent say they will “definitely not” get the vaccine.

The largest remaining gap is between political partisans, with 90 percent of Democrats reporting they have gotten at least one dose compared to 58 percent of Republicans. Sixty-eight percent of independents say they are at least partially vaccinated. Large gaps in vaccine uptake also remain by education level, age, and health insurance status.

Most say boosters show scientists are finding ways to make vaccine more effective

The September Vaccine Monitor was in the field after the Biden Administration announced plans to roll out COVID-19 booster doses to all Americans, but before federal health officials recommended boosters for people 65 and older and those at high-risk of illness.

Overall, 62 percent of adults say news that some people might need boosters “shows that scientists are continuing to find ways to make vaccines more effective” while one-third say it “shows that the vaccines are not working as well as promised.” Among unvaccinated adults, however, 71 percent say boosters are a sign that vaccines are not working. Similarly, two-thirds of unvaccinated Americans see recent news of breakthrough infections as an indication that the vaccines are not working.

Among fully vaccinated Americans, a large majority say they will definitely (55%) or probably (26%) get a booster if it is recommended for people like them, while small shares say they will probably not (8%) or definitely not get it (5%). Those who don’t want a booster say they feel they won’t need it (14%), believe more research is necessary (13%), and they don’t trust the government or the CDC (8%).

Partisan differences in intentions to get a booster emerge even among the fully vaccinated population. Democrats are almost twice as likely as Republicans to say they’ll “definitely” get a booster if recommended (68% vs. 36%). Nearly a quarter of fully vaccinated Republicans (23%) say they will probably or definitely not get a booster even if it is recommended for people like them.

Most expect the U.S. will learn to live with COVID-19

As the pandemic wears on, about 8 in 10 adults – including large majorities of both vaccinated and unvaccinated adults– say they expect that COVID-19 will “continue at a lower level and be something the U.S. will learn to live with and manage with medical treatments and vaccines, like the seasonal flu.” Few (14%) think COVID-19 will be “largely eliminated in the U.S. like polio.”

“We may have reached a turning point in attitudes about the pandemic,” KFF Executive Vice President Mollyann Brodie said. “A majority of the public seem resigned to accept the possibility that COVID-19 may never be fully defeated and instead will have to be dealt with as a chronic problem.”

About a third of the public (36%) say they would be satisfied, but not enthusiastic, about an outcome with annual vaccinations and treatments for COVID-19, but some people still getting sick and dying every year. A similar share (35%) say they would be dissatisfied, but not angry. One in six (15%) say they would be angry about this outcome, with more than twice as many Democrats (23%) angry about it than independents and Republicans (12% and 10%).

As for what’s driving the recent surge in COVID-19 cases in many parts of the country, it depends on whom you ask.

Vaccinated people say it is due to too many people refusing the vaccine (77%), people not taking enough precautions (73%), and the infectiousness of the Delta variant (67%).

Unvaccinated people say it’s because vaccines are not as effective at preventing the spread of COVID-19 as scientists initially thought they would be (58%), followed by immigrants and tourists bringing COVID-19 into the country (40%), people not taking enough precautions (37%), and the infectiousness of Delta (35%).

Republicans and Democrats divide along similar lines. Big majorities of Democrats point to people not taking precautions like wearing masks and social distancing (89%), and too many people refusing to get the COVID-19 vaccine (87%), while about 3 in 10 Republicans say the same. On the other hand, 55 percent of Republicans say immigrants and tourists bringing COVID-19 into the U.S. is a major reason for the high number of cases, whereas fewer independents (34%) and Democrats (21%) see this as a major reason.

Sixty-five percent of Democrats say they are angry at people who have not gotten a COVID-19 vaccine, compared with just 16 percent of Republicans. About 6 in 10 Republicans say they are angry at the federal government regarding the state of the pandemic, compared to 2 in 10 Democrats. Among independents, a somewhat larger share says they are angry with the federal government (41%) than says they are angry with people who have not gotten vaccinated (33%).

Workplace mandates may prompt more people to get vaccinated

Nearly 6 in 10 Americans (58%) support the new federal government mandate on larger employers to require vaccines or weekly testing for their workers, and nearly eight in ten (78%) support the requirement that these employers offer workers paid time off to get vaccinated and recover from side effects. The public is more divided on whether employers in general should require workers to be vaccinated against COVID-19 (48% say they should and 50% say they should not).

Such requirements have the potential to further increase vaccine uptake, the survey finds. When unvaccinated workers are asked what they would do if their employer required them to get a COVID-19 vaccine in order to continue working, one-third (34%) say they would be very or somewhat likely to get the vaccine, one in six (15%) say they would be “not too likely” to get it, and half (50%) say they would be “not at all likely” to get vaccinated.

However, when presented with the option to get weekly testing instead — an option that larger employers could offer under the Biden plan – over half of unvaccinated workers (56%) say they would take the testing option. Just 12 percent say they would get the vaccine and three in ten would leave their job.

A large majority of unvaccinated workers (87%) oppose their own employer requiring workers to be vaccinated, as do a substantial share of vaccinated workers (35%).

Designed and analyzed by public opinion researchers at KFF, the KFF Vaccine Monitor survey was conducted from September 13-22 among a nationally representative random digit dial telephone sample of 1,519 adults, including oversamples of adults who are Black (306) or Hispanic (339). Interviews were conducted in English and Spanish by landline (171) and cell phone (1,348). The margin of sampling error is plus or minus 3 percentage points for the full sample. For results based on subgroups, the margin of sampling error may be higher.

The KFF COVID-19 Vaccine Monitor is an ongoing research project tracking the public’s attitudes and experiences with COVID-19 vaccinations. Using a combination of surveys and qualitative research, this project tracks the dynamic nature of public opinion as vaccine development and distribution unfold, including vaccine confidence and acceptance, information needs, trusted messengers and messages, as well as the public’s experiences with vaccination.

 

Poll Finding

KFF COVID-19 Vaccine Monitor: September 2021

Published: Sep 28, 2021

Findings

The KFF COVID-19 Vaccine Monitor is an ongoing research project tracking the public’s attitudes and experiences with COVID-19 vaccinations. Using a combination of surveys and qualitative research, this project tracks the dynamic nature of public opinion as vaccine development and distribution unfold, including vaccine confidence and acceptance, information needs, trusted messengers and messages, as well as the public’s experiences with vaccination.

Key Findings

  • As the U.S. continues to grapple with the “third wave” of the COVID-19 pandemic, the latest KFF COVID-19 Vaccine Monitor finds that more than seven in ten U.S. adults (72%) now report being at least partially vaccinated, with the surge in cases, hospitalizations, and deaths due to the Delta variant being the main motivator for the recently vaccinated and other factors like full FDA approval of the Pfizer vaccine and an increase in vaccine mandates playing a more minor role. The largest increases in vaccine uptake between July and September were among Hispanic adults and those ages 18-29, and similar shares of adults now report being vaccinated across racial and ethnic groups (71% of White adults, 70% of Black adults, and 73% of Hispanic adults). Large gaps in vaccine uptake remain by partisanship, education level, age, and health insurance status.
  • With the FDA and CDC recently issuing recommendations related to COVID-19 booster shots, discussion of boosters appears to be a net positive for people who are already vaccinated, but a net negative for the unvaccinated. While a larger share of vaccinated adults say the information they have seen about boosters has been helpful (54%) than find it confusing (35%), among the unvaccinated almost twice as many find the information confusing as find it helpful (45% vs. 24%). Moreover, most unvaccinated adults see the booster discussion as a sign that the vaccines are not working as well as promised while most vaccinated adults see it as a sign that scientists are continuing to find ways to make vaccines more effective. Among fully vaccinated adults, a large majority say they would likely get a booster if the FDA and CDC recommended it for people like them, though vaccinated Republicans are somewhat less inclined than vaccinated Democrats.
  • Amid a slew of recent announcements about COVID-19 vaccine requirements, majorities favor requirements for health care workers, school teachers, college students, and federal government employees, but the public is more divided on employer mandates in general and on K-12 schools requiring vaccines for eligible students. More specifically, nearly six in ten (58%) support the new federal government mandate on larger employers to require vaccines or weekly testing for their workers, and nearly eight in ten (78%) support the requirement that these employers offer paid time off for workers to get vaccinated and recover from side effects.
  • Despite a lukewarm reception for employer COVID-19 vaccine mandates, such requirements do have the potential to further increase vaccine uptake somewhat. Asked what they would do if their employer required them to get vaccinated in order to continue working, about a third of unvaccinated workers say they would be likely to get vaccinated while two-thirds say they would be unlikely to do so (including half who say they would be “very” unlikely). However, when presented with the option to get vaccinated or face weekly testing (an option that larger employers could offer under the Biden plan), most unvaccinated workers (56%) say they would take the weekly testing option while just 12% say they’d get the shot and three in ten say they would leave their job.
  • The public appears resigned to a future in which COVID-19 remains present in the U.S. and is managed much like the seasonal flu rather than one in which the disease is completely eliminated. Eight in ten (79%) believe COVID-19 is something the U.S. will learn to live with, and while the public divides on whether they would be satisfied or dissatisfied with this outcome, few say they would feel either enthusiastic (5%) or angry (15%) if the disease remains present in the U.S. and is managed with vaccines and treatments like seasonal flu, with some people still getting sick and dying every year but most able to return to their normal activities.
  • Partisanship and vaccination status continue to loom large as factors in how the public views both the U.S. vaccination effort and the government’s response to the pandemic in general. For example, while Democrats are most likely to see individuals refusing the COVID-19 vaccine and not taking enough precautions for the current surge in coronavirus cases, Republicans are most likely to view immigrants and tourists bringing the disease into the U.S. as a major reason for the surge. Similarly, the top reason vaccinated adults see driving high caseloads is vaccine refusal, while the unvaccinated say the main reason is that the vaccines aren’t working as well as promised. Some express anger as well, with two-thirds (65%) of Democrats and half (51%) of vaccinated adults saying the current state of the pandemic makes them angry at people who have not gotten a vaccine, and six in ten Republicans (59%) and a similar share of unvaccinated adults (56%) saying it makes them angry at the federal government.
  • Looking ahead to the potential future political implications of the ongoing pandemic, Democrats retain a slight edge over Republicans when it comes to who voters see as having the better approach to handling the pandemic, but independents are divided with 32% preferring the Democratic Party’s approach, 27% preferring the Republican Party’s approach, and another 27% saying they prefer neither. Moreover, while most independent voters (61%) say the U.S. response to the pandemic hasn’t changed their intentions about which party’s candidates to support in future elections, 21% say it makes them more likely to support Republican candidates and 15% say it makes them more likely to support Democrats.

In the midst of a “third wave” of the U.S. COVID-19 pandemic driven largely by the highly contagious Delta variant, more than seven in ten U.S. adults (72%) now report that they have received at least one dose of a COVID-19 vaccine, up from 67% in July. An additional 2% say they plan to get the vaccine as soon as possible. The share who say they want to “wait and see” how the vaccine works for others before getting it themselves dropped to 7% in September. Four percent of adults this month say they will get vaccinated only if required for work, school, or other activities and 12% say they will “definitely not” get the vaccine.

Three-Quarters Of Adults Report Being Vaccinated For COVID-19 As "Definitely Not" Group Shrinks Slightly For First Time (final data)

The largest increases in self-reported COVID-19 vaccination rates between July and September were among younger adults (up 11 percentage points among 18-29 year-olds) and Hispanic adults (up 12 percentage points). The largest remaining gap in vaccination rates is by partisanship, with 90% of Democrats saying they have gotten at least one dose compared to 68% of independents and 58% of Republicans. In addition, large differences in self-reported vaccination rates remain between older and younger adults, between those with and without college degrees, and between those with higher and lower incomes, while rural adults continue to lag behind those living in urban and suburban areas. Non-elderly adults without health insurance also continue to report one of the lowest COVID-19 vaccination rates of any group (54%).

Similar shares of Hispanic (73%), Black (70%), and White (71%) adults now report having received at least one dose of a COVID-19 vaccine, a change from earlier in the vaccination effort when Black and Hispanic adults were much less likely to report being vaccinated than White adults, and reflecting other data showing that people of color make up a disproportionate share of recent vaccinations. KFF's analysis of state data on vaccination rates by race and ethnicity suggests that, when looking at people of all ages (including children who are not yet eligible to be vaccinated), White people continue to be vaccinated at higher rates than either Black or Hispanic people, although those gaps have narrowed over time.1 

Uninsured Adults, Republicans, Rural Residents, And Younger Adults Continue To Lag In COVID-19 Vaccine Uptake (final data)

The latest KFF COVID-19 Vaccine Monitor probed some potential reasons for getting vaccinated among those who received the vaccine more recently (since June 1) to understand the role of various factors in motivating the recently vaccinated, including the emergence of the Delta variant, the FDA giving full approval to the Pfizer vaccine, and an increase in vaccine mandates. We find that the rise of Delta and associated hospitalizations and deaths was the biggest motivating factor overall, while vaccine mandates and FDA approval played a more minor role.

More than one-third of those recently vaccinated say the increase in cases due to the Delta variant (39%), reports of local hospitals filling with COVID-19 patients (38%), and knowing someone who got seriously ill or died from the disease (36%) were major reasons they decided to get vaccinated. Altogether, 35% say one of these was the main reason they got vaccinated. Others were motivated by mandates of various sorts, including one-third (35%) who say a major reason for getting vaccinated was to participate in certain activities that required it such as traveling or attending events, and one in five (19%) who say a major reason was that their employer required it. Smaller shares choose such mandates as the main reason they got vaccinated (13% and 8%, respectively). Fifteen percent of those vaccinated since June2  say the FDA granting full approval to the Pfizer vaccine was a major factor in their decision, though just 2% of the recently vaccinated choose it as their main reason.

Among other reasons, 19% of the recently vaccinated say social pressure from family and friends was a major reason for getting vaccinated and 5% choose it as the main reason. Just 7% cite a financial incentive from their employer as a major reason and fewer than one percent choose it as the main reason.

Delta Variant, Increased Hospitalizations, And Personal Connections To Those Who Got Ill Or Died Are Biggest Motivators For Recently Vaccinated

Further supporting the idea that increased cases and deaths due to the Delta variant were a major motivating factor for the recently vaccinated, we find that among vaccinated adults, those living in counties with high COVID-19 caseloads and deaths are more likely to say they got their vaccine after June 1 compared to those living in counties with lower caseloads and deaths3 . While overall vaccination rates in counties with high case counts lag somewhat behind those in areas with lower case counts, 24% of vaccinated adults in high caseload counties say they received their first dose after June 1 compared to 15% in counties with lower case counts. Similarly, 23% of vaccinated adults in counties where the recent COVID-19 death rate is above the national average say they got their vaccine after June 1 compared to 14% of vaccinated adults in counties with the lowest recent death rates.

Among Those Vaccinated For COVID-19, People In Counties With Recent High Case Counts Are More Likely To Have Gotten Their First Shot Since June

Boosters and Breakthrough Infections

In mid-August, the Biden Administration announced plans to begin rolling out COVID-19 booster doses to all Americans as early as September 20. More recently, the FDA instead authorized boosters of the Pfizer vaccine for older adults and certain high-risk individuals and a CDC panel issued similar recommendations.

The public’s attention to the conversation around COVID-19 vaccine boosters has increased since July, with about three-quarters (73%) now saying they’ve heard “a lot” or “some” about the possibility that booster doses may be necessary, up from six in ten in July. A slightly larger share of the public says the information they’ve seen about COVID-19 boosters has been helpful (45%) than the share who say it has been confusing (38%), but this varies greatly by vaccination status. Among those who are at least partially vaccinated, over half (54%) say the information they’ve seen has been helpful and about one-third (35%) say it has been confusing. Views are flipped among the unvaccinated, with almost half (45%) finding the information confusing, nearly twice the share who say it has been helpful (24%).

Larger Share Of Vaccinated Adults Find Booster Information Helpful, While Larger Share Of Unvaccinated Find It Confusing

Among those who are fully vaccinated, a large majority say they will definitely (55%) or probably (26%) get a COVID-19 vaccine booster if the FDA and CDC recommend it for people like them, while small shares say they will probably not (8%) or definitely not get it (5%). Four percent of this group (3% of all adults) say they have already received a booster or additional vaccine dose. Notably, partisan differences in intentions to get a booster emerge even among the fully vaccinated population, with Democrats almost twice as likely as Republicans to say they’ll “definitely” get one if recommended (68% vs. 36%) and nearly a quarter (23%) of fully vaccinated Republicans saying they will probably or definitely not get a booster even if the FDA and CDC recommend it for people like them.

Most Fully Vaccinated Adults Say They Would Likely Get A Booster If Recommended By CDC/FDA, But Republicans Are Less Enthusiastic

Among those who say they will probably or definitely not get a booster even if the FDA and CDC recommended it for people like them, reasons for not wanting a booster include feeling they won’t need it (14%), believing more research is necessary (13%), saying they have already been vaccinated (9%) and lack of trust in the government or the CDC (8%).

In their own words: What is the main reason why you would not get a booster dose of the COVID-19 vaccine [if the FDA and CDC recommend it for vaccinated people like you]?

“Because they haven’t proved it as effective yet and if we really do need it or not.” – White man, age 54

“[I’m] confident [in the] first two doses.” – Hispanic man, age 21

“Because I got two first dose of the vaccine already and they definitely affected me and my health and there isn’t enough information about why I should get this booster shot.” – Black man, age 32

“Personal choice not enough evidence or study” – White woman, age 59

“More studies need to be done” – White woman, age 42

“I don’t trust anything the government says anymore.” – Black man, age 66

“I guess lack of trust in the government and the medical profession or I should say the CDC that part of it.” – White woman, age 68

Overall, the booster discussion seems to have increased rather than decreased the public’s confidence in the COVID-19 vaccines, though the opposite is true for those who remain unvaccinated. More than six in ten adults overall (62%) say the news that some people might need boosters “shows that scientists are continuing to find ways to make vaccines more effective” while one-third say it “shows that the vaccines are not working as well as promised.” Among those who are unvaccinated however, seven in ten (71%) say news about boosters is a sign that the vaccines aren’t working, including 69% of those in the “wait and see” group and 82% of those in the “definitely not” camp. Views on this topic also diverge by partisanship, with eight in ten Democrats (82%) seeing the booster discussion as a sign that scientists are continuing to find ways to make vaccines more effective and Republicans more evenly divided between this view (44%) and believing that boosters show the vaccines aren’t working well (52%).

Most See COVID-19 Vaccine Boosters As A Sign That Scientists Continue To Make Vaccines More Effective

Views of Breakthrough Infections

News about so-called “breakthrough” COVID-19 infections among some vaccinated people has also captured the public’s attention in recent weeks, with seven in ten U.S. adults saying they have heard “a lot” or “some” about these types of infections. Despite news about breakthrough infections, nearly seven in ten adults (68%), including majorities across partisan groups, say they agree more with the statement that “the fact that most vaccinated people who become infected with COVID-19 do not require hospitalization means that the vaccines are working” while about a quarter (26%) are more inclined to believe that “the fact that some vaccinated people are becoming infected with COVID-19 means that the vaccines are not working.”

However, as is the case with news about boosters, news of breakthrough infections plays more negatively among those who are currently unvaccinated, with two-thirds (66%, rising to 79% in the “definitely not” group) seeing breakthrough infections as a sign that the vaccines are not working.

Most See Low Hospitalization Rates Among Vaccinated As A Sign That Vaccine Are Working, But Unvaccinated View Breakthroughs As A Sign That They Are Not

Views on COVID-19 Vaccine Requirements

Vaccine Requirements For Work and School

In recent months, an increasing number of employers have announced COVID-19 vaccine requirements for their workers, many universities have begun to require vaccination for students, and some school districts are considering vaccine mandates for eligible students. In addition, on Sept 9, President Biden announced a COVID-19 action plan that includes a requirement for all federal government employees and contractors to be vaccinated as well as new requirements for employers with 100 or more employees.

The public remains somewhat divided on whether employers and others should require COVID-19 vaccination, with higher support for vaccine requirements in some settings and deep divisions along partisan lines. About six in ten say that vaccines should be required for health care workers (62%) and school teachers (58%), while slim majorities support mandates for federal government employees (55%), college and university students (55%), and state and local government employees (54%). The public is more divided on whether employers in general should require their workers to be vaccinated for COVID-19 (48% say they should and 50% say they should not). Similarly, as some school districts around the country have started to announce COVID-19 vaccination requirements for eligible students, about half the public says schools should do this (52%) and the other half says they should not (46%).

Majorities Support COVID-19 Vaccine Mandates For Health Care Workers, Teachers, And Federal Government Employees, But Public Divides On General Mandate For Workers

Not surprisingly, attitudes toward vaccine mandates differ greatly by partisan identification, with at least three in four Democrats saying COVID-19 vaccination should be required in each situation compared to around one-fifth to one-third of Republicans. Independents are divided on vaccine mandates in most settings, though a clear majority of independents (63%) says hospitals and other health care facilities should require their workers to be vaccinated.

Large Shares Of Democrats Support COVID-19 Vaccine Requirements, While Most Republicans Are Opposed

Asked more specifically about the federal government requirement for larger employers to make sure their workers get vaccinated for COVID-19 or require unvaccinated workers to get tested at least weekly, a key element of President Biden’s plan announced on September 9, nearly six in ten (58%) support this requirement while about four in ten (39%) are opposed. An even larger majority (78%) support another element of the plan, the federal government requiring larger employers to give their workers paid time off to get a COVID-19 vaccine and recover from any side effects.

Majorities Support New Federal Government Requirements For Large Employers To Require COVID-19 Vaccination Or Testing And Provide Paid Time Off

Partisans’ views differ on these new federal government requirements for employers, with the vast majority of Democrats in favor of both types of requirements. Among Republicans, a majority (58%) favor the requirement for employers to provide paid time off, but far fewer (29%) support the requirement to mandate vaccines or weekly testing while most (70%) are opposed. A large majority (77%) of independents supports the paid time off requirement, while independents are more divided on the worker vaccine mandate (53% support, 44% oppose).

Partisans Divide On Federal Requirements For Businesses To Mandate COVID-19 Vaccination Or Testing, But Majorities Across Partisanship Support Paid Time Off

Workers’ Experiences and Preferences

Among those who work for an employer (excluding the self-employed), 19% say their employer has already required them to get a COVID-19 vaccination, up from 9% in June. Half of all workers say they are not currently subject to an employer vaccine requirement and do not want their employer to require vaccination, while about three in ten (28%) are not currently required but want their employer to issue such a requirement. There are expected partisan divisions, with most workers who are Democrats saying they are already subject to an employer vaccine requirement or want their employer to issue one, and a large majority of Republicans (76%) as well as almost six in ten independents (56%) saying they don’t want their employer to require vaccination. Not surprisingly, the vast majority (87%) of unvaccinated workers are opposed to such a requirement, but as we found in our June survey, a substantial share (35%) of vaccinated workers are also opposed.

One In Five Workers Say Their Employer Requires COVID-19 Vaccination, While Half Do Not Want Such A Requirement

When unvaccinated workers are asked what they would do if their employer required them to get a COVID-19 vaccine in order to continue working, one-third (34%) say they’d be very or somewhat likely to get the vaccine, one in six (15%) say they would be “not too likely” to get it, and half (50%) say they would be “not at all likely” to get vaccinated. In a separate question that included an option for weekly testing, over half (56%) of unvaccinated workers say they would get tested weekly if presented with this option while 12% say they would get the vaccine and three in ten (30%) say they would leave their job.

One-Third Of Unvaccinated Workers Say They'd Be Likely To Get A COVID-19 Vaccine If Employer Required It, But Most Would Pick Weekly Testing If Offered The Option

Many workers continue to say they are not eligible for paid time off to get the COVID-19 vaccine and recover from side effects, or they are not sure if they are eligible. One-third (33%) of workers say their employer offers them paid time off to get a COVID-19 vaccine while three in ten say their employer does not offer this (31%) and 35% are unsure. Just over a third (35%) say they get paid time off to recover from vaccine side effects while 31% say they do not and 34% are unsure. The share of workers who report getting paid time off to get vaccinated or recover from side effects is lower among those with household incomes under $40,000 (23% and 28%, respectively) than it is among those earning at least $90,000 a year (37% and 44%), suggesting that increasing access to paid leave could help further reduce gaps in vaccination by age and income.

Views on State and Federal Laws Regarding Customer Vaccination Requirements

Similar to views on employer vaccine requirements, the public is divided and split on partisan lines when it comes to state and local laws regarding vaccine requirements for businesses. About half (49%) support states and local governments issuing COVID-19 vaccine requirements for indoor businesses like gyms, restaurants, and movie theaters, while the other half (49%) are opposed. About eight in ten Democrats (79%) support such laws while a similar share of Republicans (78%) are opposed. Among independents, a larger share opposes than supports such requirements (56% vs. 43%).

Public Is Divided On Partisan Lines On State And Local Vaccine Requirements For Indoor Businesses

In recent months, some states and localities, including Florida, have issued orders that ban businesses from requiring their customers to show proof of COVID-19 vaccination. A slim majority (56%) of the public are opposed to these types of laws, while four in ten (41%) support them. Majorities of Democrats (69%) and independents (54%) oppose the bans, while Republicans are more evenly divided (47% support, 51% oppose).

Slight Majority Opposes State And Local Laws That Ban Businesses From Requiring Proof Of COVID-19 Vaccination

School Mask Mandates

On another type of mandate question, a majority (56%) of the public says K-12 schools should require all staff and students to wear masks while at school and another 10% say schools should require masks for unvaccinated students and staff. About a third (31%) say schools should not have any mask mandate at all. As with other mandates, these views diverge by partisanship, with nearly all Democrats and six in ten independents supporting school mask requirements in some form and six in ten Republicans saying schools should not have any mask requirements at all.

Majority Of The Public Support Mask Mandates In Schools, But Most Republicans Oppose

The State Of The Pandemic, Government Response, And Political Implications

More than a year and a half since the start of the pandemic, most of the public expects COVID-19 will be something the U.S. will learn to live with and not something which will be eliminated. About eight in ten adults overall, and at least seven in ten across demographic groups, say they expect COVID-19 will “continue at a lower level and be something the U.S. will learn to live with and manage with medical treatments and vaccines, like the seasonal flu.” Few (14%) think COVID-19 will be “largely eliminated in the U.S. like polio.” Majorities of both vaccinated and unvaccinated adults see COVID-19 as something the U.S. will learn to live with and manage.

Most Say COVID-19 Is Likely To Continue At Lower Level And Be Something The U.S. Will Learn To Live With

A majority of the public seem resigned to accept an outcome where COVID-19 remains present in the U.S. and is “managed like the seasonal flu, with annual vaccinations, treatments for those who get sick, most people able to return to normal activities, but some people still getting sick and dying every year.” About a third (36%) say they would be satisfied with this outcome, but not enthusiastic, a similar share (35%) say they would be dissatisfied with this outcome, but not angry. While a majority appear to be accepting of this possible outcome, one in six (15%) say they would be angry about this potential outcome, rising to a about one in four Democrats (23%).

Public Is Divided On Whether COVID-19 Remaining Present In The U.S. And Managed Like The Seasonal Flu Would Be A Satisfactory Outcome

Asked about various factors that might be contributing to the current surge of COVID-19 cases, majorities of adults say people not taking enough precautions, the infectiousness of the Delta variant, and too many people refusing to get vaccinated are major reasons for the current high case rate. However, there are notable differences between what vaccinated adults and unvaccinated adults see as major reasons.

The top factors vaccinated adults see as driving the high case levels are too many people refusing the vaccine (77%), people not taking enough precautions (73%), and the infectiousness of the Delta variant (67%). The top factor that unvaccinated adults see as driving current case counts is that “the vaccines are not as effective at preventing the spread of COVID-19 as scientists initially thought they would be” (58%), followed by immigrants and tourists bringing COVID-19 into the U.S. (40%), people not taking enough precautions (37%), and the infectiousness of the Delta variant (35%).

Vaccinated Adults See People's Lack Of Precautions, Reluctance To Get Vaccinated As Major Reason For High Number Of COVID-19 Cases, Unvaccinated See Ineffectiveness Of Vaccine

Unsurprisingly, there are some notable differences in what Democrats and Republicans say are the major reasons for the current high number of COVID-19 cases. Overwhelming majorities of Democrats say people not taking enough precautions like wearing masks and social distancing (89%), and too many people refusing to get the COVID-19 vaccine (87%) are major reasons for the current number high number of cases, whereas only about three in ten Republicans say the same. Large shares of Democrats also identify the infectiousness of the Delta variant (75%) and state and local governments being too quick to lift mask mandates and social distancing restrictions (73%) as major reasons why cases are so high, compared to fewer independents and Republicans who say the same. Notably, a majority of Republicans (55%) say immigrants and tourists bringing COVID-19 into the U.S. is a major reason for the high number of cases whereas fewer independents (34%) and Democrats (21%) see this as a major reason.

Democrats More Likely To Say Lack Of Precaution And Vaccinations Are Major Reasons For High Case Levels, Republicans More Likely To Say Immigrants And Tourists Bringing COVID-19

Despite a large share of the public seeing vaccine refusal as a major reason behind current high caseloads, a smaller share (38%) says the current state of the pandemic in the U.S. makes them feel “angry” at people who have not gotten a COVID-19 vaccine. The same share (38%) say they feel angry at the federal government for the current state of the pandemic. Not surprisingly, these shares diverge along partisan lines and between those who have and have not gotten a COVID-19 vaccine themselves. Half of vaccinated adults (51%) say they are angry with those who have not gotten the COVID-19 vaccine compared to just 3% of unvaccinated adults. A majority of unvaccinated adults (56%) say they are angry with the federal government compared to three in ten of those who are vaccinated. Across partisans, about two-thirds of Democrats say they are angry with the unvaccinated while about six in ten Republicans say they are angry at the federal government. Among independents, a somewhat larger share says they are angry with the federal government (41%) than says they are angry with people who have not gotten vaccinated (33%).

Large Shares Of Democrats, Vaccinated Adults Say They Are Angry At Those Remain Unvaccinated; Large Shares Of Republicans And The Unvaccinated Are Angry At The Federal Government

For a large share of the public, the response to the pandemic has taken a toll on their trust in the federal government. Four in ten adults (42%) say the U.S. response to COVID-19 had decreased their trust in the federal government, while just 15% say it has increased their level of trust.

Across partisans, Democrats are more likely to say their trust in the federal government has increased (31%) than to say it has decreased (18%) though a plurality say the U.S. response has made no difference in their trust in the federal government. About two-thirds of Republicans (65%) say the U.S. response to the pandemic has decreased their trust in the federal government, as do almost half of independents (48%).

Four In Ten Adults Say U.S. Response To The Pandemic Has Decreased Their Trust In The Federal Government

Despite a substantial share of the public expressing anger at the federal government for the current state of the pandemic, the Democratic Party retains a slight advantage over Republicans in voters’ trust to handle the pandemic going forward. Among registered voters, four in ten say the Democrats have the better approach to handling the pandemic while about a third (31%) prefer the Republican Party’s approach and 17% say they prefer neither. While about eight in ten partisan voters each prefer their own party’s approach, independents are divided with 32% preferring the Democrats’ approach, 27% preferring the Republicans’ approach, and about one in four (27%) saying they prefer neither party’s approach to handling the pandemic going forward.

Partisans Prefer Their Own Party's Approach To Handling The Pandemic Moving Forward, While Independents Are More Divided

Asked about the potential impact of the pandemic on future voting, about half of registered voters (49%) say the say the U.S. response to the pandemic hasn’t changed which party’s candidates they will support in future elections. One in four voters say the country’s response to the pandemic has made them more likely to support Democratic candidates while a similar share (23%) say it has made them more likely to support Republican candidates. Most independents (61%) say the U.S. response to the pandemic has made no difference in the likelihood of supporting a party’s candidates, while 21% say it makes them more likely to support Republican candidates and 15% say it makes them more likely to support Democrats.

Most Voters Say Handling Of Pandemic Has Made No Difference To Which Party's Candidates They Will Support

Methodology

This KFF COVID-19 Vaccine Monitor was designed and analyzed by public opinion researchers at the Kaiser Family Foundation (KFF). The survey was conducted September 13-22, 2021, among a nationally representative random digit dial telephone sample of 1,519 adults ages 18 and older (including interviews from 339 Hispanic adults and 306 non-Hispanic Black adults), living in the United States, including Alaska and Hawaii (note: persons without a telephone could not be included in the random selection process). Phone numbers used for this study were randomly generated from cell phone and landline sampling frames, with an overlapping frame design, and disproportionate stratification aimed at reaching Hispanic and non-Hispanic Black respondents as well as those living in areas with high rates of COVID-19 vaccine hesitancy. Stratification was based on incidence of the race/ethnicity subgroups and vaccine hesitancy within each frame. High hesitancy was defined as living in the top 25% of counties as far as the share of the population not intending to get vaccinated based on the U.S. Census Bureau’s Household Pulse Survey.  The sample also included 30 respondents reached by calling back respondents that had previously completed an interview on the KFF Tracking poll at least six months ago. Another 123 interviews were completed with respondents who had previously completed an interview on the SSRS Omnibus poll (and other RDD polls) and identified as Hispanic (n =64; including 4 in Spanish) or non-Hispanic Black (n=59). Computer-assisted telephone interviews conducted by landline (171) and cell phone (1,348, including 1,007 who had no landline telephone) were carried out in English and Spanish by SSRS of Glen Mills, PA. To efficiently obtain a sample of lower-income and non-White respondents, the sample also included an oversample of prepaid (pay-as-you-go) telephone numbers (25% of the cell phone sample consisted of prepaid numbers) Both the random digit dial landline and cell phone samples were provided by Marketing Systems Group (MSG). For the landline sample, respondents were selected by asking for the youngest adult male or female currently at home based on a random rotation. If no one of that gender was available, interviewers asked to speak with the youngest adult of the opposite gender. For the cell phone sample, interviews were conducted with the adult who answered the phone. KFF paid for all costs associated with the survey.

The combined landline and cell phone sample was weighted to balance the sample demographics to match estimates for the national population using data from the Census Bureau’s 2019 U.S. American Community Survey (ACS), on sex, age, education, race, Hispanic origin, and region, within race-groups, along with data from the 2010 Census on population density. The sample was also weighted to match current patterns of telephone use using data from the July-December 2020 National Health Interview Survey The weight takes into account the fact that respondents with both a landline and cell phone have a higher probability of selection in the combined sample and also adjusts for the household size for the landline sample, and design modifications, namely, the oversampling of potentially undocumented respondents and of prepaid cell phone numbers, as well as the likelihood of non-response for the re-contacted sample. All statistical tests of significance account for the effect of weighting.

The margin of sampling error including the design effect for the full sample is plus or minus 3 percentage points. Numbers of respondents and margins of sampling error for key subgroups are shown in the table below. For results based on other subgroups, the margin of sampling error may be higher. Sample sizes and margins of sampling error for other subgroups are available by request. Sampling error is only one of many potential sources of error and there may be other unmeasured error in this or any other public opinion poll. Kaiser Family Foundation public opinion and survey research is a charter member of the Transparency Initiative of the American Association for Public Opinion Research.

This work was supported in part by grants from the Chan Zuckerberg Initiative DAF (an advised fund of Silicon Valley Community Foundation), the Ford Foundation, and the Molina Family Foundation. We value our funders. KFF maintains full editorial control over all of its policy analysis, polling, and journalism activities.

GroupN (unweighted)M.O.S.E.
Total1,519± 3 percentage points
COVID-19 Vaccination Status
Have gotten at least one dose of the COVID-19 vaccine1,102± 4 percentage points
Have not gotten the COVID-19 vaccine379± 6 percentage points
Race/Ethnicity
White, non-Hispanic766± 4 percentage points
Black, non-Hispanic306± 7 percentage points
Hispanic339± 7 percentage points
Party Identification
Democrats458± 6 percentage points
Republicans345± 6 percentage points
Independents489± 5 percentage points

Endnotes

  1. Differences in estimates of the number of people vaccinated between surveys and administrative data may be due to multiple factors, including survey timing, sampling error, lags in state data reporting, and missing data on race/ethnicity. ↩︎
  2. The item asking about full FDA approval was only asked of those who were vaccinated in August or September. Results are reported based on those vaccinated since June 1 since the sample size of those vaccinated in August and September is too small for analysis. ↩︎
  3. Case rates per 100,000 and death rates per 100,000 are based on 7-day average in each U.S. county as of September 13, 2021. Data access from the New York Times. ↩︎
News Release

As PEPFAR Nears its Two-Decade Mark, New Analysis Finds That Mortality Declined Substantially in PEPFAR Countries Over the Course of the Program

Published: Sep 27, 2021

A new KFF analysis finds the President’s Emergency Plan for AIDS Relief (PEPFAR) program was associated with large declines in mortality in PEPFAR recipient countries since its creation in 2003. The new analysis takes a closer look at PEPFAR’s health impact by assessing the all-cause mortality rate in 90 PEPFAR recipient countries compared to similar low-and middle-income countries. The all-cause mortality rate was 20% lower than expected had PEPFAR been absent.

PEPFAR countries with higher levels of investment saw the greatest decline in mortality, with an all-case mortality rate reduction of 27% over 2004-2018. Comparatively, countries who received low investment involvement saw a reduction of 16%, showing even with lower levels of investment, the PEPFAR program contributed to a decline in mortality.

Mortality continued to decline throughout all three PEPFAR phases, with the first two phases seeing the biggest drop (2004-2013), according to the new analysis, conducted by researchers at KFF and Brandeis University.

The PEPFAR program is the largest commitment by any nation to address not only HIV/AIDS, but any single disease in history. As the program approaches its two-decade mark and begins the process of developing the next five-year strategy, this new analysis finds promising results suggesting that future investments would likely continue to yield significant health impacts.

Assessing PEPFAR’s Impact: Analysis of Mortality in PEPFAR Countries

Authors: Jennifer Kates, Allyala Nandakumar, Gary Gaumer, Dhwani Hariharan, William Crown, Adam Wexler, Stephanie Oum, and Anna Rouw
Published: Sep 27, 2021

Issue Brief

Key Findings

PEPFAR, the U.S. global HIV program and the largest commitment by any nation to address a single disease in history, is at an important juncture nearing its two decade mark. We assessed its health impact by analyzing the change in the mortality rate in 90 PEPFAR recipient countries between 2004-2018 compared to similar low and middle income countries. We find that PEPFAR was associated with large, significant declines in mortality, as follows:

  • The all-cause mortality rate in PEPFAR recipient countries was 20% lower than what would have been expected without PEPFAR support.
  • This effect was strongest where PEPFAR’s investments were greatest; there was an almost 27% reduction in the all-cause mortality rate in countries where PEPFAR had the highest per capita spending compared to a 16% reduction in countries with the lowest per capita PEPFAR spending (relative to control countries).
  • The high investment PEPFAR countries were primarily those engaged in more intensive planning and programming through the PEPFAR “COP” process. PEPFAR COP countries experienced a 26% decline in the mortality rate compared to 17% in PEPFAR countries that did not prepare COPs. Because we did not assess the independent effect of PEPFAR spending in COP countries, it is unclear if mortality declines were due to greater spending, more intensive planning and programming, or some combination of both.
  • Finally, the decline in the mortality rate has continued over the course of the program, including in all three major five-year PEPFAR program phases. The biggest drops occurred in the first two phases, with a more modest, but significant, drop since.
  • These findings provide strong evidence that PEPFAR continues to have a significant and positive impact on health outcomes in the countries in which it works and that future investments would be expected to yield additional reductions in mortality. They also suggest that PEPFAR has had positive spillover effects beyond HIV.

Introduction

PEPFAR, the U.S. global AIDS program and largest commitment by any nation to address a single disease in history, is at an important juncture. First started as an emergency effort, when HIV was ravaging much of sub-Saharan Africa, the program is now nearing its two-decade mark. It also awaits the nomination by the President of a new Coordinator, is in the process of developing its next five-year strategy, and will soon be considered for reauthorization by Congress. As policymakers and others look towards PEPFAR’s future, understanding its impact will be an important input. While its impact has been documented in earlier studies1 , we sought to add to this body of knowledge by providing an assessment of its health impact over 15 years of the program. Working with researchers at Brandeis University, we undertook an analysis of the change in mortality in PEPFAR countries. Specifically, we analyzed the change in the all-cause mortality rate in 90 PEPFAR countries between 2004, the first year in which PEPFAR funding began, and 2018, the most recent year of complete data, compared to a control group of 67 low- and middle-income countries. We explored several model specifications, each of which had statistically significant results. Each specification controlled for numerous baseline variables which may also be expected to influence mortality outcomes and which help make the control group more comparable to the PEPFAR group. Still, it is important to note that there may be other, unobserved ways in which control countries differed from PEPFAR countries. We report the results here for our final model specification. See methodology for more detail and tables with results from all models.

Findings

Our analysis of PEPFAR’s estimated impact on all-cause mortality between 2004 and 2018 finds that:

PEPFAR countries, taken together, were associated with a significant decline in the all-cause mortality rate between 2004 and 2018, compared to what would have been expected. The all-cause mortality rate in PEPFAR countries was 20.4% lower than what would have been expected had PEPFAR been absent, suggesting the program has had a significant and positive impact on health outcomes. While countries that received PEPFAR support had higher mortality rates prior to the initiation of the program compared to controls, they, and control countries, saw a modest decline from 1990 to the introduction of PEPFAR, followed by a rapid decline in mortality in PEPFAR countries. (see Figure 1).

Figure 1: Trends in the All-Cause Mortality Rate, 1990-2018, PEPFAR and Control Countries

The mortality decline was greatest in countries with higher levels of PEPFAR investments. We segmented countries into three groups – high, medium, and low spending intensity – based on cumulative PEPFAR spending per capita in each country. In countries with high PEPFAR spending intensity, the all-cause mortality rate reduction was approximately 26.6% over the 2004-2018 period, compared to the control group. Reductions were less in medium and low intensity countries, respectively (14.0% and 15.7%) but even in these countries, PEPFAR was associated with a significant decline in mortality, compared to the control group (see Figures 2 and 3).

Figure 2: Trends in the All-Cause Mortality Rate, 1990-2018, PEPFAR Countries by Level of PEPFAR Spending​
Figure 3: Percent Change in the All-Cause Mortality Rate, PEPFAR Countries by Characteristic, 2004-2018​

Countries with the greatest PEPFAR investments were primarily countries engaged in more intensive planning and programming through the PEPFAR “COP” process.  Each year, a subset of countries receiving PEPFAR support is required to prepare Country Operational Plans (COPs). COPs document annual funding levels linked to results and serve as budget and target allocation and tracking tools. Country teams work intensively to develop these plans for their HIV programming, in concert with headquarters at the State Department, which approves them for funding.2  Our analysis finds that the all-cause mortality rate in PEPFAR COP countries3  declined by approximately 25.7% over the period, compared to 16.6% in PEPFAR countries that did not prepare COPs. (see Figure 3). Because we did not assess the independent effect of PEPFAR spending in COP countries, it is unclear if mortality declines were due to greater spending, more intensive planning and programming, or some combination of both, and it would be important to examine these different effects further.

Finally, the decline in the mortality rate has continued over the course of the program, including in all three major five-year PEPFAR phases, with the biggest drops occurring in the first two phases, and a more modest, but significant, drop since. We looked at three distinct five-year periods of the program, 2004-2008, 2008-2013 and 2013-2018, corresponding with PEPFAR’s authorization periods, to estimate the incremental mortality effects over time.  We find that the decline in the mortality rate has continued throughout the program, with an 7.9% decline occurring in the first five-year period, followed by an additional decline of 7.1% and 5.3%, respectively, in the two subsequent periods (see Figure 4). This pattern was similar in COP countries, although the mortality decline was greatest in the second five year phase of the program (8.8%, 9.4%, and 7.4%).

Figure 4: Incremental Percent Change in the All-Cause Mortality Rate, PEPFAR Countries, by Five-Year Period​

Implications

These findings build on prior analyses that also found reductions in mortality in PEPFAR countries, relative to others. Here, we offer additional evidence that PEPFAR continues to have a significant and positive impact on health outcomes in the countries in which it works, particularly in those countries where it has concentrated financial investments and engaged in more intensive planning and programming. Moreover, these effects have continued over the course of the program. Our findings also suggest that PEPFAR has had positive spillover effects beyond HIV. At the same time, and despite PEPFAR’s positive impact, HIV continues to take a toll in many low- and middle-income countries.4  Our finding that PEPFAR investments were associated with a continued reduction in mortality over time suggests that further program investments will also yield additional mortality benefits.  Taken together, these findings offer policymakers and other PEPFAR stakeholders new input into discussions concerning PEPFAR’s future, particularly given competing financial pressures and a challenging global health and development landscape.

Methodology

We used a difference-in-difference5 , quasi-experimental design to estimate a “treatment effect” (PEPFAR), based on comparison to a control group (the counterfactual). The difference-in-difference design compares the before and after change in outcomes for the treatment group to the before and after change in outcomes for the control group. Our outcome of interest was the crude death rate, all causes (per 1,000). We chose this outcome, instead of the HIV mortality rate, because available HIV mortality estimates are derived using assumptions that include the role of HIV treatment, which is itself one of PEPFAR’s interventions. We included data on the mortality rate starting in 1990, to assess patterns before and after PEPFAR.

We constructed a panel data set for 157 low- and middle- income countries between 1990 and 2018. Our PEPFAR group included 90 countries that had received PEPFAR support over the period. Our control group included 67 low and middle income countries that had not received any PEPFAR support or had received minimal PEPFAR support (<$1M over the period or <$.05 per capita) between 2004 and 2018.  Data on PEPFAR spending by country were obtained from the U.S. government’s https://foreignassistance.gov/ database and represent U.S. fiscal year disbursements. Data for the mortality rate were obtained from the World Bank’s World Development Indicators (WDI) (https://datatopics.worldbank.org/world-development-indicators/.  We explored several difference-in-difference model specifications. Each specification controlled for numerous baseline variables, compared to an unadjusted model, variables which may be expected to influence mortality outcomes and which help make the control group more comparable to the PEPFAR group.

Our baseline variables and model specifications were as follows:

Table 1: Baseline Variables
VariableData Source
1. GDP per capita (current USD)WDI, https://datatopics.worldbank.org/world-development-indicators/
2. Recipient of U.S. HIV funding prior to 2004 (dummy variable)USAID, https://foreignassistance.gov/
3. Total populationUnited Nations, Department of Economic and Social Affairs, Population Division (2019). World Population Prospects 2019, Online Edition. Rev, https://population.un.org/wpp/
4. Life expectancy at birth (years)WDI, https://datatopics.worldbank.org/world-development-indicators/
5. Total fertility rate (births per woman)WDI, https://datatopics.worldbank.org/world-development-indicators/
6. Percent urban population (of total population)WDI, https://datatopics.worldbank.org/world-development-indicators/
7. School enrollment, secondary (% gross)WDI, https://datatopics.worldbank.org/world-development-indicators/
8. WB country income classificationWorld Bank, https://datahelpdesk.worldbank.org/knowledgebase/articles/906519-world-bank-country-and-lending-groups
9. HIV prevalence (% of population ages 15-49)WDI, https://datatopics.worldbank.org/world-development-indicators/ (from UNAIDS).To address missing values in some cases, additional data were obtained from the Global Burden of Disease Collaborative Network,Global Burden of Disease Study 2019 (GBD 2019) Results.Seattle, United States: Institute for Health Metrics and Evaluation (IHME), 2020, http://ghdx.healthdata.org/gbd-results-tool.
10. Per capita donor spending on health (non-PEPFAR)OECD Creditor Reporting System database, https://stats.oecd.org/Index.aspx?DataSetCode=crs1
11. Per capita domestic health spending, government and private, PPP (current $)WDI, https://datatopics.worldbank.org/world-development-indicators/
Table 2: Model Specifications
ModelDifference-in Difference Specification
1Unadjusted model
2Includes baseline variables 1-9
3Includes baseline variables 1-11
4Includes baseline variables 1-9, and yearly per capita donor spending on health (non-PEPFAR) by all donors.

Our final model for main reported results is model 4 which, in addition to baseline variables, includes a yearly estimate of donor health spending from all sources other than PEPFAR (including, for example, U.S. spending on other health areas as well as spending by other bilateral and multilateral donors on health) to adjust for potential confounding influences of these other health investments on all-cause mortality. We did not include domestic health spending as a baseline variable in this model due to the potential confounding with donor health spending. The pre-intervention period for this model started in 2002.

Each of our model specifications produced similar, statistically significant results. In our final model, almost all results were significant at the p<0.001 level; one result was significant at the p<0.01 and three were significant at p<0.05. We also ran all models with and without China and India, the two most populous countries in the world, to assess whether they were influencing the results. In both cases, PEPFAR’s impact was still significant and results were similar.

Despite the strengths of the difference-in-difference design, there are limitations to this approach. While we adjusted for numerous baseline factors that could be correlated with mortality outcomes, there may be other, unobservable factors that are not captured here. Similarly, while our baseline factors are also intended to adjust for selection bias, and make the PEPFAR and control groups more comparable, there may be other ways in which control countries differed from PEPFAR countries (and factors which influenced which countries received PEPFAR support), which could bias the estimates.

Table 3: Baseline Mean Mortality Rate, All Causes, 2004(crude deaths per 1,000)
All PEPFAR countries10.5
COP countries12.6
Non-COP countries9.4
PEPFAR Spending Intensity
High12.3
Medium9.7
Low9.5
Table 4: Estimates of PEPFAR’s Impact on Mortality, 2004-2018(Percent change in all-cause mortality rate)
Model SpecificationModel 1Model 2Model 3Model 4
All PEPFAR countries-19.9%-22.5%-27.4%-20.4%
COP countries-22.8%-26.8%-29.6%-25.7%
Non-COP countries-17.9%-19.7%-25.0%-16.6%
PEPFAR Spending Intensity
High-25.0%-29.3%-30.6%-26.6%
Medium-20.0%-21.4%-28.3%-14.0%
Low-13.3%-15.3%-19.5%-15.7%
Time Period: All PEPFAR countries
2004-2008-9.0%-11.2%-13.9%-7.9%
2004-2013-15.0%-17.3%-21.2%-15.0%
2004-2018-19.9%-22.5%-27.4%-20.4%
Time Period: PEPFAR COP countries
2004-2008-7.8%-11.0%-12.3%-8.8%
2004-2013-15.9%-19.5%-21.5%-18.2%
2004-2018-22.8%-26.8%-29.6%-25.7%
NOTE: Refer to Table 2 for model specifications.
Table 5: Estimates of PEPFAR’s Impact on Mortality, 2004-2018(Percentage point difference-in-difference and standard errors)
Model SpecificationModel 1Model 2Model 3Model 4
All PEPFAR countries-2.095***(0.232)-2.364***(0.190)-2.879***(0.265)-2.139***(0.435)
COP countries-2.875***(0.294)-3.380***(0.262)-3.726***(0.341)-3.232***(0.541)
Non-COP countries-1.682***(0.236)-1.847***(0.179)-2.346***(0.218)-1.565***(0.423)
PEPFAR Spending Intensity
High-3.081***(0.304)-3.608***(0.247)-3.770***(0.299)-3.271***(0.495)
Medium-1.942***(0.304)-2.080***(0.244)-2.744***(0.326)-1.357*(0.542)
Low-1.263***(0.304)-1.451***(0.244)-1.850***(0.315)-1.494**(0.515)
Time Period: All PEPFAR countries
2004-2008-0.949**(0.355)-1.172***(0.261)-1.463***(0.357)-0.830*(0.401)
2004-2013-1.571***(0.269)-1.813***(0.208)-2.224***(0.287)-1.578***(0.413)
2004-2018-2.095***(0.232)-2.364***(0.190)-2.879***(0.265)-2.139***(0.435)
Time Period: PEPFAR COP countries
2004-2008-0.988*(0.434)-1.385***(0.372)-1.547**(0.473)-1.114*(0.502)
2004-2013-2.008***(0.335)-2.457***(0.292)-2.713***(0.376)-2.298***(0.513)
2004-2018-2.875***(0.294)-3.380***(0.262)-3.726***(0.341)-3.232***(0.541)
NOTES: Refer to Table 2 for model specifications. Standard errors are shown in parentheses.

***p < 0.001   **p < 0.01 *p < 0.05

Jen Kates, Adam Wexler, Stephanie Oum, and Anna Rouw are with KFF. Allyala Nandakumar, Gary Gaumer, Dhwani Hariharan, and William Crown are with Brandeis University.

Endnotes

  1. These include: Eran Bendavid E, Bhattacharya J. The President’s Emergency Plan for AIDS Relief in Africa: An Evaluation of Outcomes. Ann Intern Med. 2009;150:688-695. Available at: https://www.acpjournals.org/doi/10.7326/0003-4819-150-10-200905190-00117?url_ver=Z39.88-2003&rfr_id=ori%3Arid%3Acrossref.org&rfr_dat=cr_pub%3Dpubmed&; Bendavid E, Holmes CB, Bhattacharya J, Miller G. HIV Development Assistance and Adult Mortality in Africa. JAMA. 2012;307(19):2060–2067. Available at: https://jamanetwork.com/journals/jama/fullarticle/1157487; Wagner Z, Barofsky J, Sood N. PEPFAR Funding Associated With An Increase In Employment Among Males in Ten Sub-Saharan African Countries. Health Aff (Millwood). 2015;34(6):946-953. Available at: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4782769/; and Daschle T, Frist B. Building Prosperity, Stability, and Security Through Strategic Health Diplomacy: A Study of 15 Years of PEPFAR. Bipartisan Policy Center, Washington DC, 2018. Available at: https://bipartisanpolicy.org/download/?file=/wp-content/uploads/2019/03/Building-Prosperity-Stability-and-Security-Through-Strategic-Health-Diplomacy-A-Study-of-15-Years-of-PEPFAR.pdf. ↩︎
  2. State Department, PEPFAR 2021 Country and Regional Operational Plan (COP/ROP) Guidance for all PEPFAR Countries, February 11, 2021. Available at: https://www.state.gov/wp-content/uploads/2021/02/PEPFAR-COP21-Guidance-Final.pdf (accessed September 16, 2021). ↩︎
  3. Thirty-one countries. ↩︎
  4. https://www.unaids.org/en/resources/documents/2021/2021-global-aids-update. ↩︎
  5. Gertler, Paul J., Sebastian Martinez, Patrick Premand, Laura B. Rawlings, and Christel M. J. Vermeersch. 2016. Impact Evaluation in Practice, second edition. Washington, DC: Inter-American Development Bank and World Bank. ↩︎
News Release

How Marketplace Costs and Premiums Will Change if American Rescue Plan Subsidies Expire

Published: Sep 24, 2021

In a new Policy Watch, KFF analysts explore the potential impact of the expiration of the American Rescue Plan Act’s enhanced financial help and new eligibility for the Affordable Care Act’s health insurance Marketplace federal subsidies. While the COVID-19 relief legislation passed earlier this year provides greater subsidy assistance through 2022, Democrats in Congress are currently considering making the temporary federal help permanent or extending it as part of their planned budget reconciliation legislation.

The authors describe what is at stake in the current debate, from the additional costs to the federal government if the temporary relief is extended, to premium payments and/or deductibles rising for the millions of people currently receiving enhanced subsidies. The average Marketplace enrollee would see their premiums doubled and would have to pay about $800 more if enrolled the whole year. Low-income people, who are 42% of Marketplace enrollees, pay nothing or a minimal amount in premiums currently and would see the largest percentage increase in premium costs if the subsidies expire.

Also touched on are the potential political implications of the expiration of the enhanced subsidy assistance as Marketplace enrollees would receive their renewal notices in October, 2022, weeks before the midterm congressional elections.

How Marketplace Costs and Premiums will Change if Rescue Plan Subsidies Expire

Authors: Cynthia Cox, Karen Pollitz, and Giorlando Ramirez
Published: Sep 24, 2021

The American Rescue Plan Act (ARPA) passed earlier this year temporarily expanded subsidies available in the Affordable Care Act (ACA) health insurance Marketplaces, building on the ACA’s existing subsidies. Through the end of 2022, low-income families who were already eligible for financial assistance under the ACA are eligible for even more financial help to buy their own health insurance and pay for their copays and deductibles for coverage bought on healthcare.gov or their state’s exchange. Additionally, middle income families who were often priced out of ACA coverage before the ARPA, are now eligible for financial help with their monthly insurance premiums for the first time.

These new and additional subsidies were created under the ARPA as part of a larger pandemic relief strategy, but Democrats have long favored similar strategies to reduce the cost of ACA marketplace plans to enrollees. And the state of California, along with a handful of other states, had already implemented its own state-funded subsidies to address premium affordability. One of the key criticisms of the ACA has been the high and rising premiums, particularly for working families with incomes over four times the poverty level (a little more than $50,000 for a single person or just over $103,000 for a family of four), who previously were not eligible for financial assistance. While the relief package did not directly address high cost-sharing for these enrollees, larger premium subsidies can help them afford plans with lower deductibles.

Now, there is a debate in Congress over whether to make these additional premium subsidies permanent, or at least extend them for a longer time period. On the one hand, if Congress extends the ARPA subsidies or makes them permanent, federal costs would increase. On the other hand, if Congress does not extend these subsidies, premium payments will rise sharply for nearly all marketplace enrollees.

If the ARPA subsidies are extended, federal costs will rise

The Congressional Budget Office (CBO) and Joint Committee on Taxation (JCT) originally estimated that the additional temporary subsidies provided under the ARPA would increase federal deficits by $34.2 billion. Most of that cost is concentrated in the first couple of years since the additional subsidies expire at the end of 2022, though CBO expected some lingering costs as some subsidized people would remain enrolled for a time, even after the ARPA subsidy enhancements end.

The Department of Health and Human Services (HHS) reports that ARPA subsidies for existing consumers cost $537 million per month. It is likely these costs could rise next year as more people take up coverage during open enrollment.

If subsidies expire, premium payments could double for millions of Marketplace enrollees

Average Monthly Premium Payment for Individual Market Enrollees Under American Rescue Plan Act

According to HHS, the 8 million marketplace enrollees who signed up before the ARPA subsidies were enacted are now paying $68 per month, after accounting for an average monthly premium savings due to the ARPA of $67. Without the ARPA subsidies, premiums would double on average for these enrollees and they would pay an average of $800 per year more if enrolled for the full year.

Premiums or deductibles would increase most steeply for the lowest-income Marketplace enrollees

People with incomes between 1 and 1.5 times the poverty level currently represent 42% of enrollees, and, with the ARPA subsidies, now pay nothing or next to nothing for their monthly premium. Before the ARPA, these individuals had to contribute more than 2% of their income toward the benchmark silver plan premium. These lowest-income enrollees would therefore see the steepest percent increases if ARPA subsidies expire.

Because of these premium increases, some low-income people may move from very generous silver plans with deductibles under $200, to bronze plans with deductibles of about $7,000 – more than 30 times higher. HHS reports that the median deductible in the federal marketplace decreased by more than 90%, from $750 in 2020 to $50 in 2021, because some low-income enrollees moved from bronze to silver plans.

Millions of middle-income people would lose subsidy eligibility

Middle income individuals and families also buy coverage in the marketplace when they don’t have access to job-based group plan coverage. These include people who work for small businesses that don’t offer group health benefits, gig and other self-employed workers, and people who retire early, before the age of Medicare eligibility. We estimate that 3.7 million people (most with incomes between 4 and 6 times poverty) gained subsidy eligibility with the ARPA.

Under the ARPA, the vast majority of people buying their own health insurance coverage can be sheltered from premium increases by taking advantage of the subsidies offered in the ACA marketplace. If these subsidies expire, though, middle and upper-middle income people who lose subsidy eligibility will not only have to make up the difference in the subsidy; they will also be on the hook for any increase in the “sticker price” of the premium between now and January 1, 2023.

Although these individuals earn a living wage, it is often not enough to afford full-priced insurance. A 48-year-old making $60,000 per year would see their monthly premium payments increase by 36% if they lost subsidy eligibility, and that doesn’t account for any additional increase in the sticker price of premiums. Families and older enrollees would see even larger premium increases.

Without a subsidy, a 60-year-old’s health insurance premium currently averages more than $11,000 per year. If that 60-year-old has an income just above $51,000 – over four times the poverty level – their ARPA subsidy covers more than half of their monthly costs. Without the ARPA, their premium would increase 165%.

The timing of potential premium increases could have political implications

In the event ARPA subsidies are allowed to expire, the timing of the resulting impact on insurance affordability could become an election issue. The ARPA premium subsidy enhancements are set to expire at the end of 2022. Open enrollment begins on November 1, just one week before the midterm election is held on November 8, 2022.

What Does the CPS Tell Us About Health Insurance Coverage in 2020?

Authors: Jennifer Tolbert, Kendal Orgera, and Anthony Damico
Published: Sep 23, 2021

Data Note

As job and income losses mounted during 2020, many experts feared the economic upheaval caused by the COVID-19 pandemic would lead to disruptions in health coverage and increases in the number of people without health insurance. Yet, due to delays or data quality problems in federal surveys typically used to measure health coverage in the US, there has been limited comprehensive data to measure what happened to the number of uninsured people during 2020. The recent release of the Census Bureau’s Current Population Survey (CPS) Annual Social and Economic Supplement (ASEC) provides data on changes to health coverage during 2020. The data show that the number of people who were uninsured and the uninsured rate held steady in 2020.

This data note provides additional context and analysis to understand the 2020 CPS findings. It describes trends in health coverage prior to and during the pandemic and examines the characteristics of the uninsured population in 2020. We focus on nonelderly people, since there is virtually universal coverage among those age 65 and over because of Medicare. Due to known data quality issues with the 2019 CPS ASEC data, which was collected in March 2020 just at the onset of the pandemic and experienced low response rates, we use 2018 for comparisons to pre-pandemic coverage. We also discuss possible reasons for the stability in coverage shown in the recent data, including ongoing challenges with measuring coverage during the pandemic.

What happened to health coverage in 2020?

  • In 2020, 27.4 million nonelderly people were uninsured, and the uninsured rates was 10.2%. The uninsured rate was unchanged from 2018 but was higher than the uninsured rate in 2016 (9.1%) (Appendix Table A). The number of people who were uninsured in 2020 grew by more than 2.5 million from 2016 (Figure 1).
Uninsured Rates Among the Nonelderly Population, 2016-2020
  • Coverage declines in recent years reverse a trend that began following enactment of the ACA in 2010, when coverage for young adults below age 26 and early Medicaid expansion went into effect, and the number of uninsured people and the uninsured rate began to drop. When the major ACA coverage provisions went into effect in 2014, the number of uninsured and uninsured rate dropped dramatically and continued to fall through 2016.
  • For the nonelderly population, health coverage type remained surprisingly constant in 2020 compared to 2018. Similar to 2018, 58.7% of the nonelderly population was covered by employer-sponsored insurance, 6.4% purchased non-group coverage, 20.2% had Medicaid, and 4.5% had Medicare or military coverage in 2020 (Figure 2, Appendix Table A).
Health Insurance Coverage Among the Nonelderly Population, 2018-2020
  • For most demographic groups, changes in the uninsured rates from 2018 to 2020 were not significantly different. However, the uninsured rate among nonelderly non-Hispanic Black people increased from 10.5% in 2018 to 11.7% in 2020 while the rate for Asian people decreased from 7.7% in 2018 to 6.4% in 2020 (Figure 3).
Nonelderly Uninsured Rates By Race/Ethnicity, 2018-2020
  • Having a full-time, full-year job in 2020 reduced the risk of becoming uninsured. Among nonelderly adults working less than full-time full-year, the uninsured rate increased to 16.4% in 2020, up from 14.6% in 2018. In contrast, the uninsured rate for full-time full-year nonelderly adult workers was 8.4% in 2020, a decline of 1.1 percentage points from 2018 (Figure 4).
Uninsured Rates By Work Status Among Nonelderly Adults, 2018-2020

Who remained uninsured in 2020?

  • Most (84.3%) of the nonelderly uninsured are nonelderly adults. The uninsured rate among children was 5.6% in 2020, less than half the rate among nonelderly adults (11.9%), largely due to broader availability of Medicaid and CHIP coverage for children than for adults (Appendix Table B).
  • In 2020, over three quarters of uninsured individuals (76.1%) had at least one full-time worker in their family and an additional 11.2% had a part-time worker in their family (Figure 5).
Characteristics of the Nonelderly Uninsured, 2020
  • Individuals with income below 200% of the Federal Poverty Level (FPL; the federal poverty level was $20,852 for a family of two adults and a child in 2020) are at the highest risk of being uninsured. In total, more than eight in ten (82.6%) uninsured people were in families with incomes below 400% of poverty in 2020 (Figure 5).
  • People of color make up 43.6% of the nonelderly population, but account for over six in ten (62.8%) of the uninsured population in 2020. Hispanic people comprised the largest share of the uninsured (40.1%) while 37.2% of the uninsured are non-Hispanic White people (Figure 5). In general, people of color are at higher risk of being uninsured than White people. Hispanic, Black, and American Indian/Alaska Native people all have significantly higher uninsured rates than White people (6.7%) (Figure 3).

Discussion

Despite a public health crisis that caused significant economic turmoil, the CPS data indicate that health coverage during 2020 was relatively stable compared to before the pandemic. According to the data, the uninsured rate did not increase, and the share of people with private coverage through an employer and purchased directly in the individual market as well as those with Medicaid coverage did not change compared to 2018. While coverage overall was steady, certain groups experienced a greater risk of becoming uninsured in 2020, including nonelderly Black individuals and nonelderly adults who worked less than full-time.

The survey findings are consistent with other analyses of health coverage changes during 2020 that suggest job losses were higher than declines in employer-sponsored coverage. These analyses conclude that job losses occurred primarily among lower income workers who were less likely to obtain health coverage through their employer. Consequently, these individuals did not lose employment-based coverage when they lost their jobs. They may have already been uninsured or had coverage through another source, such as Medicaid or the ACA Marketplace. Also, some people who lost their jobs were placed on temporary furlough, and employers may have continued their health benefits. Additionally recent increases in Marketplace coverage, driven in part by more generous subsidies made available by the American Rescue Plan Act, occurred during 2021 and would not be captured in the 2020 data. However, administrative data suggests declines in employer coverage were somewhat larger than suggested by the CPS.

However, the survey findings are somewhat less consistent with administrative data showing large increases in Medicaid enrollment during the pandemic. Following implementation of the ACA’s Medicaid expansion, enrollment in Medicaid increased as many low-income working adults who did not have coverage through their jobs became eligible for Medicaid. While enrollment dropped in 2019, administrative data indicate Medicaid enrollment has grown by nearly 15% since the start of the pandemic. From 2018 to 2020, average monthly Medicaid enrollment increased by 4% according to administrative data, an increase not mirrored in the CPS. Provisions in the Families First Coronavirus Response Act (FFCRA) that require states to ensure continuous coverage for those enrolled in Medicaid as of March 18, 2020 to be eligible for enhanced federal Medicaid matching funds during the COVID-19 public health emergency (PHE) contributed to the enrollment growth.

Some of the discrepancies noted above may be related to the way in which the survey counts uninsured people or to ongoing challenges with response rates. The CPS counts people as uninsured if they lack coverage for the full year and thus does not capture those who may have lost insurance during the year. Other analyses of monthly data on health coverage from the CPS ASEC shows that a higher share of adults were uninsured for part of the year in 2020 compared to 2018, indicating that adults may have been more likely to lose coverage in 2020 than in 2018 (rates of part-year coverage for children were the same in 2018 and 2020). Also, KFF analysis of the March 2021 point-in-time coverage estimates shows a higher uninsured rate (10.8% as March 2021 versus 10.2% for full-year 2020), further indicating some loss of coverage due to the pandemic. In addition, though the Census Bureau made adjustments in the 2020 data collection to account for ongoing issues with response rates, there is evidence suggesting that the nonresponse bias persists with the 2020 data, especially among lower income individuals. The CPS also relies on respondents self-reporting their health coverage, which may not match administrative data.

As the US moves forward from the pandemic, continuing economic challenges and the unwinding of the PHE could lead to coverage disruptions in the coming year. Although the economy is rebounding, not all of the new jobs provide health coverage. Additionally, when the continuous coverage requirements in Medicaid end, states will need to redetermine eligibility for current enrollees, a process that can lead to loss of coverage even among those who remain eligible. Continued efforts will be important to ensure people who may be at risk of losing coverage are aware of and connected to potential alternative coverage options.

Appendix

 

Appendix Table A: Change in Selected Characteristics of the Nonelderly Uninsured, 2016, 2018, and 2020

 

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