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Sexually Transmitted Diseases in America: How Many Cases and at What Cost?

Part 2

Estimates Of The Incidence And Prevalence Of Stds In The United States

Abstract

Background

Accurate, updated estimates of the incidence and prevalence of sexually transmitted infections in the United States are needed. The most widely quoted number of annual new STDs is 12 million. However, this figure has not changed in more than a decade despite improvements in detection methods and the effects of STD control programs.

Goals

To propose a system for assessing the strength of STD surveillance data and to estimate the incidence and prevalence of STDs in the United States for 1996, using the available published data.

Results

We estimate more than 15 million incident STDs occurred in the United States in 1996. This number exceeds the earlier 12 million estimate primarily because improved detection techniques have allowed an assessment of previously undiagnosed infections. Conclusions

Large numbers of new STDs continue to occur each year in the United States, with serious health and economic consequences. More than two-thirds of our current estimate of 15 million STDs annually is contributed by two infections - trichomoniasis and HPV - for which we have only level III surveillance data. As the quality of our surveillance data improves, we can further refine the precision of our national estimates.

Introduction

Sexually transmitted diseases (STDs) remain a major public health problem in the United States (Eng & Butler, 1997). However, estimating the overall incidence and prevalence of STDs is a complex and elusive task. For the past decade, the most widely quoted figure has been 12 million sexually transmitted infections occurring annually (Gunn, 1998; ASHA, 1995). The scientific basis for this number has not been closely examined, and recent variants have been proposed. For example, for 1994, the sum of the specific STDs listed in the Institute of Medicine's report was 10.5 million new cases annually, while a 1998 NIH Program Announcement cited 14 million STDs annually (NIH, 1998).

Are 12 million cases of STDs still an accurate estimate of STDs for the United States today? Several developments suggest a readjustment is in order. Because control programs directed against gonorrhea and syphilis have enjoyed recent successes, the incidence and prevalence of these infections have declined (DSTDP 1997). Chlamydia control programs, which have emphasized increased screening, have led to a paradoxical (though predictable) situation where reported cases are increasing despite decreasing incidence and prevalence (DSTDP 1997). Also, improved detection techniques have made us aware of the unrecognized extent of genital herpes, human papillomavirus, and trichomoniasis. This review examines the available published evidence to provide an updated point estimate and range for the incidence and prevalence of selected STDs in the United States.

Measures of STDs

Estimates of the incidence and prevalence of STDs in the United States vary according to the source of data and the methods used to detect infections (Eng and Butler, 1997; St. Louis, 1997). Sources generally include 1) reportable infections (e.g. gonorrhea, syphilis and chlamydia), 2) diagnoses made during visits to office-based practices, 3) national surveys of representative populations, 4) prevalence data on individuals attending specialized health facilities (e.g. STD clinics, family planning clinics, etc.), and 5) data from multinational models of STD natural history.

Case reports for notifiable STDs for the United States are collected by the Centers for Disease Control and Prevention through formal surveillance systems based in the states (DSTDP, 1997). Reported data may vary in accuracy, depending upon the surveillance priorities of STD control programs. These data on notifiable infections tend to be more accurate in states that have laws that require reporting of positive STD tests. Other data on infections can be derived from five key sources: 1) the National Health and Nutrition Examination Survey (NHANES), conducted by the National Center for Health Statistics (NCHS), which collects clinical and biologic data on a random sample of Americans; 2) the Hospital Discharge Survey of NCHS, which includes 7,500 randomly selected hospitals from throughout the United States; 3) the National Ambulatory Medical Care Survey of NCHS, which is a probability sampling of the diagnoses of 1,900 physicians; 4) the National Hospital Ambulatory Medical Care Survey of NCHS, which is a probability sampling of visits to hospital emergency and outpatient departments; and 5) the National Disease and Therapeutic Index (NDTI), which is a private survey of a random sample of office visits to U.S. physicians in office-based practices.

Unfortunately, each of these sources has limitations. Data on reported infections are affected by differences in the completeness of reporting between public and private health care sources, as well as interstate variation. Because infections diagnosed in public facilities are reported more frequently, these data are susceptible to biases related to the characteristics of individuals who tend to use public clinics. A cascading set of circumstances must occur for STDs to be measured accurately by public health authorities. For symptomatic infections, the symptoms must be initially perceived as abnormal by the individual and must be severe enough to cause the person to seek health care. The STD must then be diagnosed and, for reportable infections, it must be communicated to appropriate health authorities by clinicians. For asymptomatic infections, screening programs must be available at health services routinely used by infected persons. Likewise, data from private clinicians' practices are often affected by the absence of diagnostic validation.

States differ markedly in the quality of their surveillance data on specific STDs. Most have ongoing systems to collect information on syphilis and gonorrhea; however, cutbacks on testing for the latter may have affected the consistency of reporting (Gershman and Rolfs, 1991). Recently, the reported number of genital chlamydial infections has been increasing, in large part because a growing array of states has made genital chlamydia a reportable infection, and wider screening has identified more cases (CDC, 1997). Finally, data from specific health facilities suffer from the problem of patient selection bias, as well as local geographic variation.

National surveys are limited by their size, sporadicity, and the superficial nature of their analytic variables. The national data bases include relatively small numbers of STDs in the samples, which lead to wide confidence intervals in subpopulations. Most national surveys are conducted years apart, which makes timely interpretation of trends difficult. Several rely on self-reports for identifying a history of previous STDs, which is limited by a respondent's inability to recognize subclinical infection and reluctance to admit a stigmatic condition. Growing use of biomarkers as measures of current (i.e. urine LCR) or past (i.e. antibodies) STD will help overcome the problem of self-reported data.

Data on specific STDs also vary by the type of infection (DSTDP, 1997), depending on whether current or cumulative infection is being measured. Symptomatic viral infections (measured by physician visits) occur less frequently than serologic or cytologic indicators of the cumulative number of infected persons. Thus, care must be used in making comparisons among the different estimates of STDs, and differences between incident and prevalent infections should be kept in mind.

Finally, the World Health Organization (WHO) has used a simple prevalence model to estimate the magnitude of curable STDs worldwide (Gerbase, 1998). First, the available information on STD prevalence from both developed and developing countries was summarized. Then, the prevalence of gonorrhea, chlamydial infection, syphilis, and trichomoniasis was estimated by gender and by United Nations region. The 1995 regional "denominator" was calculated using mid-year population estimates of adults 15-49 years of age. Next, the duration of each curable infection was estimated by gender and by region. These duration estimates were based on the probability that a symptomatic or asymptomatic person received treatment for her/his STD. Regional STD incidence in adults was then calculated by dividing the estimated prevalence by the estimated duration of each disease. Although based on broad assumptions, this WHO approach provides a standardized mechanism to make global estimates for public health purposes. It also is the best source of our estimate for trichomoniasis in the United States.

Strength of Surveillance Evidence

Several approaches have been suggested to assess the quality and reliability of the estimates for specific STDs within the United States. One is based on a characterization of the quality, generalizability, and precision of the available data (Table 1); a second has listed estimation methods by source of data (St. Louis, 1997). We have chosen to use the first approach. Even though it relies heavily on qualitative assessments of the data sources, the concept can be used to give readers an idea of the level of confidence the panel has in its estimates of the incidence and prevalence of specific STD. We have categorized the various STDs by strength of evidence according to the levels of "good," "fair," and "poor," or levels I, II and III, respectively (Table 1).

Table 1. Strength of Evidence STD Surveillance Systems
  Rating Level Criteria Example

I GOOD * Representative national surveys
* Complete national reporting
HSV-2, AIDS
II FAIR * Widespread, consistent prevalence data from convenience samples
* Consistent widespread, though incomplete national reporting
Chlamydia, HIV, HBV, Syphilis, Gonorrhea
III POOR * Inconsistent, non-representative prevalence data
* Estimates based only on rough extrapolations
HPV Trichomoniasis, Chancroid, BV

Sources: Zaidi (1996), ASHA Panel to Estimate STD Incidence, Prevalence and Cost (1998)

Level I surveillance data come either from representative national surveys such as NHANES or from national reporting systems with nearly complete counts such as AIDS. Level II surveillance data are derived from composite prevalence figures obtained from multiple populations over time (e.g. for chlamydia) or from less complete national reporting systems (e.g. for gonorrhea). Finally, level III surveillance data are based on even weaker evidence and rough extrapolations (e.g. for HPV and trichomoniasis).

Epidemiology of STDs in the United States

In the United States, the incidence of reported genital chlamydial infections and viral STDs steadily increased in recent years, while the incidence of gonorrhea generally declined during the same interval. However, the actual number of chlamydial infections probably fell as control programs expanded. Levels of syphilis varied among different population subgroups, but have reached record lows since 1995. Vaginal infections such as trichomonas and bacterial vaginosis have probably remained high, although surveillance for these conditions is rudimentary.
  • Chlamydial Infections.

    Genital chlamydial infections became the most prevalent bacterial STD in the United States during the 1980s, at the time gonorrhea levels began declining. In 1996, nearly 500,000 cases of genital chlamydia were reported to CDC, exceeding all other notifiable diseases in the United States (DSTDP, 1997). Reported chlamydial infections in women greatly exceed those in men, primarily because screening programs have been directed to that group. Moreover, chlamydial prevalence is strongly correlated with younger age and heterosexual behaviors. A previous estimate of 4 million new chlamydial infections annually in the United States was made more than a decade ago, using a prevalence ratio approach (Washington, 1986). Because the expansion of chlamydia control programs has probably led to declining chlamydial prevalence in the interim (DSTDP, 1997), this estimate has been updated. In 1997, between 2.6 and 3.2 million new cases of genital chlamydia were estimated to have occurred in persons aged 10-44 years (Groseclose, 1997). As a point estimate, we chose 3 million new chlamydia infections having occurred in 1996 (Table 2).

  • Gonorrhea.

    Gonorrhea trends have been quite consistent ever since 1975. The number of reported gonorrhea cases has generally declined, starting in the mid-1970s with the introduction of the national gonorrhea control program. A disproportionate share of the decline occurred among older, white populations, with infection rates remaining relatively high among minority races and adolescents (Gershman and Rolfs, 1991; Webster, et. al, 1993; Fox, et. al, 1998). In addition, reported gonorrhea is associated with a younger mean age than syphilis among all gender and race categories. In 1996, CDC reported 325,900 new cases of gonorrhea (DSTDP, 1997). Because previous investigations have shown about half of all diagnosed gonorrhea cases are reported to public health authorities, an estimated total of 650,000 new gonorrhea infections occurred in 1996 (Table 2).
Table 2. Estimated Incidence and Prevalence of STDs, United States, 1996, by Strength of Evidence
STD Incidence Prevalence

Chlamydia 3 million -II 2 million -II
Gonorrhea 650,000 -II  
Syphilis 70,000 -II  
Herpes 1 million -II 45 million -I
Human Papilloma Virus 5.5 million -III 20 million -III
Hepatitis B 77,000 -II 750,000 -I
Trichomoniasis 5 million -III  
Bacterial Vaginosis No Estimates  
HIV 20,000 -II 560,000 -II

TOTAL 15.3 million  
Source: ASHA Panel to Estimate STD Incidence, Prevalence and Cost.

NOTE: Incidence is the number of new cases in a given time period; prevalence is the total number of cases in the population.
  • Syphilis.

    Syphilis trends have followed a roller coaster course for the last half-century. Its incidence rose during World War II, but fell thereafter, coinciding with the introduction of penicillin. The lowest levels were observed at the end of the 1950s, but from the 1960s on, the incidence of syphilis increased (Nakashima, 1996). A rapidly rising male-to-female ratio coincided with the spread of syphilis among men having sex with men throughout the 1970s. However, in the 1980s, indicative of the safer sexual behaviors stimulated by HIV prevention messages, syphilis cases in gay males declined precipitously (Rolfs and Nakashima, 1990). This encouraging trend was directly countered by the number of climbing syphilis cases during the late 1980s among heterosexuals of minority races, in large part fueled by the crack epidemic. Nonetheless, during the 1990s, syphilis levels again fell to numbers seen two decades earlier, leading public health authorities to entertain notions of syphilis elimination (CDC, 1998; St. Louis, 1998). In 1996, CDC reported 11,400 new cases of primary and secondary syphilis and 53,000 new cases of all stages of syphilis (DSTDP, 1997). Accounting for an estimated 20% underreporting, approximately 70,000 total syphilis infections in 1996 were estimated to have been diagnosed (Table 2).

  • Genital Herpes.

    The numbers of symptomatic genital herpes cases increased eleven fold during the 1970s and 1980s (DSTDP, 1997). Genital herpes causes at least ten times more genital ulcer cases than does syphilis. A comprehensive analysis of existing national databases estimated nearly 150,000 clinical visits for genital herpes in 1992 (Tao, 1998). Moreover, recent investigations have shown that symptomatic infections caused by herpes simplex viruses (HSV) are only the tip of the iceberg (Fleming, 1997). Infection with HSV-2 has occurred among an estimated 45 million Americans, even though less than one-quarter perceive themselves ever to have had genital herpes. Based on differences between HSV-2 levels measured cross-sectionally in the late 1970s and the late 1980s, up to 1 million new HSV-2 infections may be transmitted each year in the United States (Table 2). This number ignores the sizable percentage of genital herpes contributed by HSV-1, and thus might be considered a minimum estimate.

  • Human Papilloma Virus.

    Likewise, the diagnosis of symptomatic genital warts caused by the human papilloma viruses (HPV) has been skyrocketing during the last two decades (DSTDP, 1997). Its asymptomatic counterparts, HPV infections of the cervix and vagina, have emerged as the most common STD among sexually active young populations. The cumulative three-year incidence of HPV infection among college-aged students was 43 percent, with a duration of eight months (Ho, 1998). Using conservative assumptions and extrapolating these data to the general U.S. population, one obtains an annual estimate of at least 5.5 million new HPV infections each year (Ratcliffe, 1998 - Table 2). Likewise, a conservative estimate of the prevalence of productive HPV (that is, persons with active shedding of HPV DNA) is approximately 20 million (Koutsky, 1997 - Table 2).

  • Hepatitis B.

    Hepatitis B, despite the availability of a preventive vaccine, still remains among the main sexually transmitted viral infections. Approximately two-thirds of the total incident hepatitis B cases are spread sexually (Sabin, 1998). Based on CDC estimates of 128,000 overall HBV infections in the US in 1995, we count 77,000 incident sexually transmitted hepatitis B cases (Table 2). Based on serological measures from NHANES-III, an estimated total of 1,250,000 prevalent cases of chronic hepatitis B exist in the United States. Thus, we estimate a prevalence of approximately 750,000 currently infectious persons with sexually acquired HBV (Table 2).

  • Trichomoniasis.

    Vaginal infections caused by Trichomonas vaginalis are among the most common conditions found in women attending reproductive health facilities. Between 3% and 48% of sexually active young women requesting routine care at prenatal, family planning, or college health clinics were diagnosed with trichomoniasis (Cotch, 1997). The WHO estimated that this STD accounted for nearly half of all curable infections worldwide. Based on WHO estimates for North America, we extrapolate 5 million cases of T. vaginalis infection annually in the U.S. (Table 2).

  • Bacterial Vaginosis.

    Bacterial vaginosis, a sexually associated condition, is the most frequent cause of vaginitis in sexually active women of reproductive age (Sobel, 1997). Depending on the population studied, the prevalence of BV in the United States varies from 17% in family planning settings to 37% among selected groups of pregnant women. In the developing world, BV is even more common in the general population, affecting approximately half of all women - including those with only one reported lifetime sex partner (Wawer, 1998). The natural history of untreated BV remains a controversial research topic, although the presence of this condition has been linked to pelvic inflammatory disease and HIV acquisition. Moreover, in high prevalence areas, BV tends to recur even after mass treatment of asymptomatic women and their partners (Wawer, 1998). Because no established surveillance system exists for BV and no previous estimates of its incidence or prevalence have been made, we elected not to include this condition in the aggregate number of STDs we have derived.

  • Human Immunodeficiency Virus and AIDS.

    HIV infection epidemic trends in the U.S. have been evolving. Beginning in the mid-1970s, HIV was transmitted primarily among homosexual and bisexual men, and AIDS was first diagnosed in this group by the early to mid-1980s. The virus entered the injection drug-using (IDU) populations in the early 1980s and rapidly spread during the decade. Limited heterosexual transmission occurred until the late 1980s. However, since 1989, the greatest proportionate increase of reported AIDS cases has been among heterosexuals, and this trend is expected to continue (Rosenberg, 1995). In 1993, an estimated 750,000 persons in the U.S. were infected with HIV, with approximately 40,000 new infections occurring each year (Rosenberg, 1995). By 1996, another approach to estimating HIV incidence and prevalence yielded an estimate of 41,000 new HIV infections annually, with between 700,000 to 800,000 prevalent HIV infections (Holmberg, 1996 - Table 2). The introduction of protease inhibitors may increase the number of prevalent infections by extending the life of HIV-infected people. Approximately half of the incident and three-quarters of prevalent infections were estimated to have been sexually transmitted. Thus, it appears as if the incidence of HIV has been relatively stable over the past several years (CDC, 1998). Globally, the incidence of HIV is much higher, with an estimated 5.8 million new HIV infections annually and more than 30 million persons currently living with HIV (UNAIDS, 1998). More than 90% of the global total has been spread sexually.
Conclusion

Our updated estimate of the number of STDs annually is somewhat higher than the 12 million infections estimated in 1988. The cumulative number of incident infections spread sexually is more than 15 million cases per year. However, nearly 70% of that total are contributed by two infections -trichomoniasis and HPV - for which we have only level III surveillance evidence. Thus, this point estimate is not precise; the true number could be as low as 10 million or as high as 20 million STDs annually.

A variety of explanations can account for the larger number of STDs. As diagnostic sensitivity improved through use of amplification techniques, we gained a greater understanding of the magnitude of asymptomatic HPV infections. Our update of new trichomonal infections, albeit extrapolated from WHO methods, also raised the total. Finally, use of serologic data from NHANES allowed better estimates of asymptomatic acquisition of HSV. These increases were only partially offset by decreases in the number of chlamydia, gonorrhea and syphilis infections resulting from recent successes in STD control programs.

These estimates of STD incidence and prevalence represent a snapshot in time, based on the available published data. CDC has a goal of improving the strength of evidence supporting its surveillance of each STD (St. Louis, 1997). For example, a pilot study of genital chlamydia from urine samples obtained from NHANES participants suggested reliable national prevalence estimates could be obtained (Mertz, et. al, 1998). As the methods to detect and measure the magnitude of STDs improve, so will the precision and accuracy of these estimates. Nonetheless, as both a barometer of the STD burden in the late 1990s and also a number upon which public policy can be based, the national estimate of 15 million new cases of STDs annually is a useful tool.

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Sexually Transmitted Diseases In America: How Many and at What Cost?:
Press Release | Report Part One | Part Two | Part Three

The Tip Of The Iceberg: How Big Is The STD Epidemic In The U.S.?
Fact Sheet | Q & A | Resource List

Library Index


Information provided by the Women's Health Policy Program
Publication Number: 1447
Publish Date: 1998-12-02

 

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